Home Work – consist of three questions

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Home Work – consist of three questions
Internet-based Exercise The audited financial statements for FY 2012 can be obtained from www.redcross.org and www.diabetes.org. The Consolidated Financial Statements are available on the website.   Forms 990 – 2012 are attached in *.pdf format Review Consolidated Financial Statement and Form 990 of both organization before answering.   (a) What were the standards applied in conducting the audit? (b) Was the audit a Single Audit? (c) How do you know? (d) What reports resulted from a single audit? NOTE: Answer can be obtained from the auditor’s report:   Ex:  American Red Cross; audit was conducted in accordance with generally accepted auditing standards (GAAS).   American Diabetes Association:  consolidated financial statements: the audit is conducted in accordance with generally accepted auditing standards (GAAS) in the USA.   (a) Identify the Federal Agencies (HINT: agencies are unusually tilted U.S. Department of…) that have extended grants to these organization. (b) Are these the agencies that you would expect? (c) Why or Why not? NOTE: The Single Audit Report on the Schedule of Expenditures will provide the information on the grants from the Federal agencies.   For the fiscal year 2011, identify (a) any significant deficiencies or material weakness in the organization’s internal controls over major programs, (b) any instances or noncompliance in major programs, and (c) any finding or questioned costs. NOTE: The four (4) Single Audit Reports for each organization will be the basis for the answer to this question NOTE: answers need to be as short and concise as possible Work needs to Original.
Home Work – consist of three questions
Form 9 9 0 (2 0 1 2 )Page2 Statement of Program Service Accomplishments Part III Check if Schedule O contains a response to any question in this Part III m m m m m m m m m m m m m m m m m m m m m m m m 1 Briefly describe the organization’s m ission: 2 Did the organization undertake any s ignificant program services d uring the year whic h were not listed on t he prior Form 9 9 0 or 990-EZ? Yes No m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m If “Yes,” describe these ne w services on Schedule O. 3 Did the organization cease c o nducting, or make s ignificant changes in ho w it conducts, any program services? Yes No m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m If “Yes,” describe these changes on Schedule O. 4 Describe the organization’s program service accom plishm ents for each of its three largest program services, as m easured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the am ount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported. 4a (Code: ) (Expenses $ inc luding grants of $ ) (Revenue $) 4b (Code: ) (Expenses $ inc luding grants of $ ) (Revenue $) 4c (Code: ) (Expenses $ inc luding grants of $ ) (Revenue $) 4d Other program services (Describe in Schedule O.) (Expenses $ inc luding grants of $ ) (Revenue $) I 4e Total program service expenses JSA Form 990 ( 2 0 1 2 ) 2 E 1 020 2. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 X THE AMERICAN RED CROSS PREVENTS AND ALLEVIATES HUMAN SUFFERING IN THE FACE OF EMERGENCIES BY MOBILIZING THE POWER OF VOLUNTEERS AND THE GENEROSITY OF DONORS. X X 2,164,814,832. 2,037,731,645. BIOMEDICAL SERVICES – SEE SCHEDULE O 449,832,533. 170,344,637. DOMESTIC DISASTER SERVICES – SEE SCHEDULE O 92,741,617. 53,366,000. INTERNATIONAL RELIEF AND DEVELOPMENT SERVICES – SEE SCHEDULE O ATTACHMENT 1 330,067,698. 125,152,907. 3,037,456,680. 06583L 2502 V 12-7.12426054 PAGE 3SEE SCHEDULE O Form 9 9 0 (2 0 1 2 )Page 3 Checklist of Required Schedules Part IV Yes No 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule A 1 2 3 4 5 6 7 8 9 10 1 1a 1 1b 1 1c 1 1d 1 1e 11f 1 2a 1 2b 13 1 4a 1 4b 15 16 17 18 19 2 0a 2 0b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? m m m m m m m m m Did the organization engage in direct or indirect p o litical cam paign activities on behalf of or in o pposition t o candidates for p ublic office? If “Yes,” complete Schedule C, Part I m m m m m m m m m m m m m m m m m m m m m m m m m m m Section 501( c) (3) organizations. Did the organization engage in lo bbying activities, or have a section 5 0 1 (h) e lection in effect d uring the tax year? If “Yes,” complete Schedule C, Part II m m m m m m m m m m m m m m m m m m m m m m Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives m em bership dues, assessments, or sim ilar am ounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part III m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization m aintain any donor advised funds or any sim ilar funds or accounts for whic h donors have the r ight to provide advice on the d is t ribution or investm ent of am ounts in such funds or accounts? If “Yes,” complete Schedule D, Part I m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization receive or hold a conservation easement, inc luding easements to preserve open space, the environm ent, historic land areas, or historic structures? If “Yes,” complete Schedule D, Part II m m m m m m m m m m Did the organization m aintain c ollections of work s of art, historical treasures, or other sim ilar assets? If “Yes,” complete Schedule D, Part III m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization report an am ount in Part X, line 2 1, for escrow or custodial account liability; serve as a custodian for am ounts not listed in Part X; or provide credit counseling, debt m anagement, credit repair, or debt ne gotiation services? If “Yes,” complete Schedule D, Part IV m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization, d irectly or t hr ough a related organization, hold assets in tem porarily restricted endowm ents, perm anent endowm ents, or quasi-endowments? If “Yes,” complete Schedule D, Part V m m m m m m m If the organization’s answer to any of the f o llo wing questions is “Yes,” t hen com plete Schedule D, Parts VI, VII, VIII, IX, or X as applicable. a b c d e f a Did the organization report an am ount for land, buildings, and e quipm ent in Part X, line 10? If “Yes,” complete Schedule D, Part VI m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization report an am ount for investm ents-other securities in Part X, line 1 2 that is 5% or m ore of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII m m m m m m m m m m m m m m m m m Did the organization report an am ount for investm ents-program related in Part X, line 1 3 that is 5% or m ore of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII m m m m m m m m m m m m m m m m m Did the organization report an am ount for other assets in Part X, line 1 5 that is 5% or m ore of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization report an am ount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X Did the organization’s separate or consolidated f inancial statements f or the tax year include a f ootnote that addresses the organization’s liability f or uncertain tax positions under FIN 4 8 (ASC 740)? If “Yes,” complete Schedule D, Part X m m m m m m Did the organization obtain separate, independent audited financial statem ents for the tax year? If “Yes,” complete Schedule D, Parts XI and XII m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m b a b a b Was the organization included in consolidated, independent audited f inancial statements f or the tax year? If “Yes,” and if the organization answered “No” to line 12a, then completing Schedule D, Parts XI and XII is optional m m m m m m m m m m m m m m Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule E m m m m m m m m m m Did the organization m aintain an office, em ployees, or agents outside of the United States? m m m m m m m m m m m m m Did the organization have aggregate revenues or expenses of m ore than $ 1 0 , 0 0 0 from grantm ak ing, fundraising, business, investm ent, and program service activities outside the United States, or aggregate foreign investm ents valued at $ 1 0 0 , 0 0 0 or more? If “Yes,” complete Schedule F, Parts I and IVm m m m m m m m m m m Did the organization report on Part IX, c o lum n (A), line 3, m ore than $ 5 , 0 0 0 of grants or assistance to any organization or e ntity located outside the United States? If “Yes,” complete Schedule F, Parts II and IV m m m m m m m Did the organization report on Part IX, c o lum n (A), line 3, m ore than $ 5 , 0 0 0 of aggregate grants or assistance to individuals located outside the United States? If “Yes,” complete Schedule F, Parts III and IV m m m m m m m m m m m Did the organization report a total of m ore than $ 1 5 , 0 0 0 of expenses for professional fundraising services on Part IX, c o lum n (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I (see instructions) m m m m m m m m m m m Did the organization report m ore than $ 1 5 , 0 0 0 total of fundraising event gross incom e and c o nt ributions o n Part VIII, lines 1 c and 8a? If “Yes,” complete Schedule G, Part II m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization report m ore than $ 1 5 , 0 0 0 of gross incom e from gam ing activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization operate one or m ore hospital facilities? If “Yes,” complete Schedule H If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return? m m m m m m m m m m m m m m m m m m mForm9 9 0 ( 2 0 1 2 ) JSA 2 E 1 021 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 X X X X X X X X X X X XX X X X X X X X X X X X X X X 06583L 2502 V 12-7.12426054 PAGE 4 Form 9 9 0 (2 0 1 2 )Page 4 Checklist of Required Schedules (continued) Part IV Yes No 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 Did the organization report m ore than $ 5 , 0 0 0 of grants and other assistance to any governm ent or organization in the United States on Part IX, c o lum n (A), line 1? If “Yes,” complete Schedule I, Parts I and II 21 22 23 2 4a 2 4b 2 4c 2 4d 2 5a 2 5b 26 27 2 8a 2 8b 2 8c 29 30 31 32 33 34 3 5a 3 5b 36 37 38 m m m m m m m m m m m m Did the organization report m ore than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III m m m m m m m m m m m m m m m m m m m m m m Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about com pensation of t he organization’s c urrent and form er officers, directors, trustees, key em ployees, and highest com pensated employees? If “Yes,” complete Schedule J m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m a b c d a b a b c Did the organization have a tax-exempt bond issue wit h an o utstanding p rincipal am ount of m ore t han $ 1 0 0 , 0 0 0 as of the last day of the year, that was issued after December 3 1, 2 002? If “Yes,” answer lines 2 4 b through 2 4 d and complete Schedule K. If “No,” go to line 2 5 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization invest any proceeds of tax-exem pt bonds beyond a temporary period exception? m m m m m m m Did the organization m aintain an escrow account other than a r e funding escrow at any tim e d uring the year to defease any tax-exempt bonds? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year? m m m m m m m Section 501( c) (3) and 501( c) (4) organizations. Did the organization engage in an excess benefit transaction wit h a disqualified person d uring the year? If “Yes,” complete Schedule L, Part I m m m m m m m m m m m m m m m m m m m Is the organization aware that it engaged in an excess benefit transaction wit h a disqualified person in a p rior year, and that the transaction has not been reported on any of the organization’s prior Forms 9 9 0 or 990-EZ? If “Yes,” complete Schedule L, Part I m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Was a loan to or by a c urrent or form er officer, director, trustee, key em ployee, hig hly com pensated em ployee, or disqualified person o utstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L, Part II m Did the organization provide a grant or other assistance to an officer, director, trustee, key em ployee, substantial c o nt ributor or em ployee thereof, a grant selection com m ittee m em ber, or to a 35% c o ntrolled e ntity or fam ily m em ber of any of these persons? If “Yes,” complete Schedule L, Part III m m m m m m m m m m m m m m m Was the organization a party to a business transaction wit h one of the f o llo wing parties (see Schedule L, Part IV instructions for applicable f iling thresholds, conditions, and exceptions): A current or form er officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV m m m m m m m m A fam ily m em ber of a c urrent or form er officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m An e ntity of whic h a c urrent or form er officer, director, trustee, or key em ployee (or a fam ily m em ber thereof) was an officer, director, trustee, or direct or indirect owner? If “Yes,” complete Schedule L, Part IV m m m m m m m m m Did the organization receive m ore than $ 2 5 , 0 0 0 in non-cash contributions? If “Yes,” complete Schedule M Did the organization receive c o nt ributions of art, historical treasures, or other sim ilar assets, or q ualified conservation contributions? If “Yes,” complete Schedule M m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization liquidate, term inate, or dissolve and cease operations? If “Yes,” complete Schedule N, Part I m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization sell, exchange, dispose of, or transfer m ore than 25% of its net assets? If “Yes,” complete Schedule N, Part II m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization o wn 100% of an e ntity disregarded as separate from the organization under Regulations sections 3 0 1 . 7 7 0 1 – 2 and 3 0 1 .7701-3? If “Yes,” complete Schedule R, Part I m m m m m m m m m m m m m m m m m m m m m Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m a b Did the organization have a controlled entity within the m eaning of section 512(b)(13)? m m m m m m m m m m m m m m If “Yes” to line 35a, did the organization receive any paym ent from or engage in any transaction wit h a c o ntrolled e ntity wit hin the m eaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2 m m m m m m Section 501( c) (3) organizations. Did the organization make any transfers to an exem pt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2 m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization c o nduct m ore than 5% of its activities t hr ough an e ntity that is not a related organization and that is treated as a partnership for federal incom e tax purposes? If “Yes,” complete Schedule R, Part VI m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization com plete Schedule O and provide explanations in Schedule O for Part VI, lines 1 1 b and 19? Note. All Form 9 9 0 filers are required to com plete Schedule O m m m m m m m m m m m m m m m m m m m m m m m m m Form 990 ( 2 0 1 2 ) JSA 2 E 1 030 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 X X X X X X X X X X X X X X X X X X X X X X X X X 06583L 2502 V 12-7.12426054 PAGE 5 Form 9 9 0 (2 0 1 2 )Page 5 Statements Regarding Other IRS Filings and Tax Compliance Check if Schedule O contains a response to any question in this Part V Part V m m m m m m m m m m m m m m m m m m m m m m m Yes No 1a 1b 2a 7d 1 2 3 4 5 6 7 8 9 10 11 12 13 14 a b c a b a b a b a b c a b a b c d e f g h a b a b a b a b a b c a bEnter the num ber reported in Box 3 of Form 1 0 9 6 . Enter -0- if not applicable m m m m m m m m m m Enter the num ber of Form s W -2G included in line 1a. Enter -0- if not applicable m m m m m m m m m Did the organization com ply wit h backup wit hho ld ing rules for reportable paym ents to vendors and reportable gam ing (gam bling) winnings to prize winners? 1c 2b 3a 3b 4a 5a 5b 5c 6a 6b 7a 7b 7c 7e 7f 7g 7h 8 9a 9b 1 2a 1 3a 1 4a 1 4b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Enter the num ber of em ployees reported on Form W-3, Transm ittal of W age and Tax Statements, filed for the calendar year e nding wit h or wit hin the year covered by this r e turn m If at least one is reported on line 2a, did the organization file all required federal em ploym ent tax returns? Note. If the sum of lines 1a and 2a is greater than 2 5 0 , you m ay be required t o e-file(see instructions) m m m m m m m Did the organization have unrelated business gross incom e of $ 1 , 0 0 0 or m ore d uring the year? m m m m m m m m m m If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O m m m m m m m m m m m m m At any tim e d uring the calendar year, did the organization have an interest in, or a signature or other a ut hority over, a financial account in a foreign c o untry (such as a bank account, securities account, or other f inancial account)? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I If “Yes,” enter the nam e of the foreign country: See instructions for f iling requirem ents for Form TD F 9 0-22.1, Report of Foreign Bank and Financial Accounts. W as the organization a party to a prohibited tax shelter transaction at any time during the tax year? m m m m m m m m Did any taxable party no tify the organization that it was or is a party to a p r ohibited tax shelter transaction? If “Yes” to line 5a or 5b, did the organization file Form 8886-T? m m m m m m m m m m m m m m m m m m m m m m m m m m m m Does the organization have annual gross receipts that are norm ally greater than $ 1 0 0 , 0 0 0 , and did t he organization s olicit any c o nt ributions that were not tax d eductible as charitable contributions? m m m m m m m m m m m If “Yes,” did the organization include wit h every s o licitation an express statem ent that such c o nt ributions or gifts were not tax deductible? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Organizations that may receive deductible contributions under section 170(c). Did the organization receive a paym ent in excess of $ 7 5 m ade partly as a c o nt r ibution and partly for goods and services provided to the payor? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m If “Yes,” did the organization notify the donor of the value of the goods or services provided? m m m m m m m m m m m m Did the organization sell, exchange, or o t herwise dispose of tangible personal property for whic h it was required to file Form 8 2 82? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m If “Yes,” indicate the num ber of Form s 8282 filed during the year m m m m m m m m m m m m m m m m Did the organization receive any funds, d irectly or indirectly, to pay prem ium s on a personal benefit contract? m m m Did the organization, d uring the year, pay prem iums, d irectly or indirectly, on a personal benefit contract? If the organization received a contribution of qualif ied intellectual property, did the organization f ile Form 8 8 9 9 as required? m m m If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization f ile a Form 1098-C? Sponsoring organizations maintaining donor advised funds and section 509( a) ( 3) supporting organizations. Did the s upporting organization, or a donor advised f und m aintained by a sponsoring organization, have excess business holdings at any tim e d uring the year? m m m m m m m m m m m m m m m m m m m m m m m Sponsoring organizations maintaining donor advised funds. Did the organization m ak e any taxable distributions under section 4966? Did the organization m ak e a distribution to a donor, donor advisor, or related person? Section 501(c)(7) organizations. Enter: Initiation fees and capital contributions included on Part VIII, line 12 Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities Section 501(c)(12) organizations. Enter: Gross incom e from m embers or shareholders m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1 0a 1 0b 1 1a 1 1b 1 2b 1 3b1 3c m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Gross incom e from other sources (Do not net am ounts due or paid to other sources against am ounts due or received from them.) m m m m m m m m m m m m m m m m m m m m m m m m m m m Section 4947( a) ( 1) non-exempt charitable trusts. Is the organization f iling Form 9 9 0 in lieu of Form 1 0 41? If “Yes,” enter the am ount of tax-exem pt interest received or accrued during the year m m m m m Section 501( c) ( 29) qualified nonprofit health insurance issuers. Is the organization licensed to issue qualified health plans in m ore than one state? m m m m m m m m m m m m m m m m m m Note. See the instructions for additional inform ation the organization m ust report on Schedule O. Enter the am ount of reserves the organization is required to m aintain by the states in w hic h the organization is licensed to issue qualified health plans m m m m m m m m m m m m m m m m m m m m Enter the am ount of reserves on hand m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization receive any paym ents for indoor t a nning services d uring the tax year? m m m m m m m m m m m m m If “Yes,” has it filed a Form 7 2 0 to report these payments? If “No,” provide an explanation in Schedule O m m m m m m JSA Form 990 ( 2 0 1 2 ) 2 E 1 040 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 X 3,168 6 X 28,973 X X X X X X X X X X X X X X 06583L 2502 V 12-7.12426054 PAGE 6SEE SCHEDULE O Form 9 9 0 (2 0 1 2 )Page 6 Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7 b below, and for a “No” response to line 8a, 8b, or 1 0 b below, describe the circumstances, processes, or changes in Schedule O. See instructions. Part VI m m m m m m m m m m m m m m m m m m m m m m m m m m Check if Schedule O contains a response to any question in this Part VI Section A. Governing Body and Management Yes No 1a 1b m m m m m m m m m m m 1 2 3 4 5 6 7 8 a b a b a b Enter the number of voting members of the governing body at the end of the tax year. If there are material dif f erences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O. Enter the num ber of voting m em bers included in line 1a, above, who are independent m m m m m m 2 3 4 5 6 7a 7b 8a 8b 9 1 0a 1 0b 1 1a 1 2a 1 2b 1 2c 13 14 1 5a 1 5b 1 6a 1 6b Did any officer, director, trustee, or key em ployee have a fam ily relationship or a business relationship wit h any other officer, director, trustee, or key employee? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization delegate c o ntrol over m anagem ent duties custom arily perform ed by or under the d irect supervision of officers, directors, or trustees, or key em ployees to a m anagem ent com pany or other person? m m m Did the organization make any signif icant changes to its governing documents since the prior Form 990 was filed? Did the organization becom e aware during the year of a significant diversion of the organization’s assets? Did the organization have m embers or stockholders? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization have m embers, stock holders, or other persons who had the p o wer to elect or a ppoint one or m ore m em bers of the g overning body? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Are any governance decisions of the organization reserved to (or subj ect to approval by) m embers, stock holders, or persons other than the g overning body? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization contem poraneously d ocum ent the m eetings held or wr it t e n actions undertak en d ur ing the year by the f o llo wing: The governing body? Each com m ittee with authority to act on behalf of the governing body? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 9 Is there any officer, director, trustee, or key em ployee listed in Part VII, Section A, who cannot be reached at the organization’s m ailing address? If “Yes,” provide the names and addresses in Schedule O m m m m m m m m m m m m Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.) Yes No 10 11 12 13 14 15 16 a b a b a b c a b a b Did the organization have local chapters, branches, or affiliates? m m m m m m m m m m m m m m m m m m m m m m m m m m m If “Yes,” did the organization have wr it t e n policies and procedures g overning the activities of such chapters, affiliates, and branches to ensure t heir operations are consistent wit h the organization’s exem pt purposes? m m m m Has the organization provided a complete copy of this Form 9 9 0 to all members of its governing body bef ore f iling the form? m m Describe in Schedule O the process, if any, used by the organization to review this Form 990. Did the organization have a written conflict of interest policy? If “No,” go to line 13 m m m m m m m m m m m m m m m m m W ere officers, directors, or trustees, and key em ployees required to disclose annually interests that c ould give rise to conflicts? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization regularly and consistently m o nitor and enforce com pliance wit h the policy? If “Yes,” describe in Schedule O how this was done m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m D id the organization have a written whistleblower policy? Did the organization have a written docum ent retention and destruction policy? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the process for d e term ining com pensation of the f o llo wing persons include a r e view and approval by independent persons, com parability data, and contem poraneous substantiation of the deliberation and decision? The organization’s CEO, Executive Director, or top management official Other officers or k ey em ployees of the organization If “Yes” to line 15a or 15b, describe the process in Schedule O (see instructions). m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization invest in, c o ntribute assets to, or participate in a j oint venture or sim ilar arrangem ent wit h a taxable e ntity d uring the year? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m If “Yes,” did the organization f o llo w a wr it t e n p olicy or procedure r e quiring the organization to evaluate its p articipation in j oint venture arrangements under applicable federal tax law, and take steps to safeguard t he organization’s exem pt status with respect to such arrangements? m m m m m m m m m m m m m m m m m m m m m m m m m m Section C. Disclosure I 17 18 19 20 List the states with which a copy of this Form 990 is required to be filed Section 6104 requires an organization to m ak e its Form s 1023 (or 1024 if applicable), 990, and 990-T (Section 501(c)(3)s only) available for p ublic inspection. Indicate ho w you m ade these available. Check all that apply. O wn website Another’s website Upon request Other (explain in Schedule O) Describe in Schedule O whe t her (and if so, how), the organization m ade its g overning docum ents, c o nflict of interest policy, and financial statem ents available to the p ublic d uring the tax year. State the nam e, physical address, and telephone num ber of the person who possesses the books and records of the I organization: JSA Form 990 ( 2 0 1 2 ) 2 E 1 042 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 X 19 18 X X X X X X X X X X X X X X X X X X X X X X X JENNIFER HAWKINS 430 17TH STREET NW WASHINGTON, DC 20006 202-303-5028 06583L 2502 V 12-7.12426054 PAGE 7 Form 9 9 0 (2 0 1 2 )Page7 Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors Part VII Check if Schedule O contains a response to any question in this Part VII m m m m m m m m m m m m m m m m m m m m Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees 1a Com plete this table for all persons required to be listed. Report com pensation for the calendar year e nding wit h or wit hin t he organization’s tax year. %List all of the organization’s currentofficers, directors, trustees ( whether individuals or organizations), regardless of am ount of com pensation. Enter -0- in colum ns (D), (E), and (F) if no compensation was paid. % %List all of the organization’s current k ey em ployees, if any. See instructions for definition of “key employee.” List the organization’s five currenthighest com pensated em ployees (other than an officer, director, trustee, or key em ployee) who received reportable com pensation (Box 5 of Form W -2 a nd / o r Box 7 of Form 1099-MISC) of m ore than $ 1 0 0 , 0 0 0 from t he organization and any related organizations. % %List all of the organization’s formerofficers, key em ployees, and highest com pensated em ployees who received m ore t han $ 1 0 0 , 0 0 0 of reportable com pensation from the organization and any related organizations. List all of the organization’s former directors or trustees that received, in the capacity as a form er director or trustee of t he organization, m ore than $ 1 0 , 0 0 0 of reportable com pensation from the organization and any related organizations. List persons in the f o llo wing order: ind ividual trustees or directors; ins t itutional trustees; officers; key em ployees; highest com pensated em ployees; and form er such persons. Check this box if neither the organization nor any related organization com pensated any c urrent officer, director, or trustee. (C) Position (d o n ot ch eck more than one b ox, unless person is both an officer an d a d irector/trustee) (A) (B) (D)(E)(F) Name and Title Average hours per week (list any h ou rs for related org anizations b el ow d otted line) Reportable compensation f romthe organization (W -2/1099-MISC) Reportable compensation from related organizations (W -2/1099-MISC) Estimated amount of other compensation f rom the organization and related organizations In dividual trustee o r d irector In stitutional trustee Officer Key employee Highest compensated employee Former ( 1) ( 2) ( 3) ( 4) ( 5) ( 6) ( 7) ( 8) ( 9) ( 10) ( 11) ( 12) ( 13) ( 14) Form9 9 0 ( 2 0 1 2 ) JSA 2 E 1 041 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 X CESAR A. ARISTEIGUIETA 4.00 BOARD MEMBER X00 0 AFSANEH BESCHLOSS 3.00 BOARD MEMBER X00 0 PAULA E. BOGGS 4.00 BOARD MEMBER X00 0 RICHARD K. DAVIS 4.00 BOARD MEMBER X00 0 ALLAN I. GOLDBERG 6.00 BOARD MEMBER X00 0 JON HUNTSMAN 4.00 BOARD MEMBER X00 0 JAMES W. KEYES 6.00 BOARD MEMBER X00 0 JOE MADISON 3.00 BOARD MEMBER X00 0 BONNIE MCELVEEN-HUNTER 15.00 BOARD MEMBER X00 0 JUDITH MCGRATH 4.00 BOARD MEMBER X00 0 SUZANNE NORA JOHNSON 5.00 BOARD MEMBER X00 0 RICHARD C. PATTON 5.00 BOARD MEMBER X00 0 LAURENCE E. PAUL 5.00 BOARD MEMBER X00 0 JOSEPH B. PERELES 6.00 BOARD MEMBER X00 0 06583L 2502 V 12-7.12426054 PAGE 8 Form 9 9 0 (2 0 1 2 )Page8 Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) Part VII (A)(B)(C) (D)(E)(F) Estimated am ou n t of oth er com p ensation from the org an ization an d related org anizations Name and title Average h ours per week (list any h ou rs forrelated org anizations b el ow d otted line) Position (d o n ot ch eck more than one b ox, unless person is both an officer an d a d irector/trustee) Reportable compensation f romthe organization (W -2/1099-MISC) Reportable compensation from related organizations (W -2/1099-MISC) In dividual trustee o r d irector In stitutional trustee Officer Key employee Highest compensated employee Former m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I 1b Sub-total m m m m m m m m m m m m mI c Total from continuation sheets to Part VII, Section A m m m m m m m m m m m m m m m m m m m m m m m m m m m m I d Total (add lines 1b and 1c) 2 Total num ber of individuals ( including b ut not lim ited to those listed above) who received m ore than $ 1 0 0 , 0 0 0 of reportable com pensation from the organization I Yes No 3 Did the organization list any formerofficer, director, or trustee, key em ployee, or highest com pensated em ployee on line 1a? If “Yes,” complete Schedule J for such individual 3 m m m m m m m m m m m m m m m m m m m m m m m m m m 4 For any ind ividual listed on line 1a, is the sum of reportable com pensation and other com pensation from t he organization and related organizations greater than $ 1 5 0 , 000? If “Yes,” complete Schedule J for such individual 4 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 5 Did any person listed on line 1a receive or accrue com pensation from any unrelated organization or ind ividual for services rendered to the organization? If “Yes,” complete Schedule J for such person 5 m m m m m m m m m m m m m m m m Section B. Independent Contractors 1 Com plete this table for your five highest com pensated independent contractors that received m ore than $ 1 0 0 , 0 0 0 of com pensation from the organization. Report com pensation for the calendar year e nding wit h or wit hin the organization’s tax year. (A) Name and business address (B) Description of services (C) Compensation 2 Total num ber of independent contractors ( including b ut not lim ited to those listed above) who received m ore than $ 1 0 0 , 0 0 0 in com pensation from the organization I JSA Form9 9 0 ( 2 0 1 2 ) 2 E 1 055 3. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 ( 15) JOSUE ROBLES, JR. 4.00 BOARD MEMBER X000 ( 16) MELANIE R. SABELHAUS 7.00 BOARD MEMBER X000 ( 17) TINA SCHIEL 4.00 BOARD MEMBER X000 ( 18) H. MARSHALL SCHWARZ 4.00 BOARD MEMBER X000 ( 19) WILLIAM S. SIMON 5.00 BOARD MEMBER X000 ( 20) STEVEN H. WUNNING 6.00 BOARD MEMBER X000 ( 21) GAIL MCGOVERN 60.00 PRESIDENT AND CEO X X564,864.0 57,497. ( 22) BRIAN RHOA 60.00 CHIEF FINANCIAL OFFICER X377,846. 0 39,920. ( 23) DALE BATEMAN 60.00 SVP, CHIEF AUDIT EXECUTIVE X254,783. 0 38,018. ( 24) DAVID MELTZER 60.00 GEN COUNSEL & CHIEF INT’L OFF. X264,325. 0 49,624. ( 25) JENNIFER HAWKINS 60.00 CORPORATE SECRETARY X177,525. 0 16,549. 0 00 6,350,473. 0 713,200. 6,350,473. 0 713,200. 1010 X XX ATTACHMENT 2 307 06583L 2502 V 12-7.12426054 PAGE 9SEE SCHEDULE O Form 9 9 0 (2 0 1 2 )Page8 Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) Part VII (A)(B)(C) (D)(E)(F) Estimated am ou n t of oth er com p ensation from the org an ization an d related org anizations Name and title Average h ours per week (list any h ou rs forrelated org anizations b el ow d otted line) Position (d o n ot ch eck more than one b ox, unless person is both an officer an d a d irector/trustee) Reportable compensation f romthe organization (W -2/1099-MISC) Reportable compensation from related organizations (W -2/1099-MISC) In dividual trustee o r d irector In stitutional trustee Officer Key employee Highest compensated employee Former m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I 1b Sub-total m m m m m m m m m m m m mI c Total from continuation sheets to Part VII, Section A m m m m m m m m m m m m m m m m m m m m m m m m m m m m I d Total (add lines 1b and 1c) 2 Total num ber of individuals ( including b ut not lim ited to those listed above) who received m ore than $ 1 0 0 , 0 0 0 of reportable com pensation from the organization I Yes No 3 Did the organization list any formerofficer, director, or trustee, key em ployee, or highest com pensated em ployee on line 1a? If “Yes,” complete Schedule J for such individual 3 m m m m m m m m m m m m m m m m m m m m m m m m m m 4 For any ind ividual listed on line 1a, is the sum of reportable com pensation and other com pensation from t he organization and related organizations greater than $ 1 5 0 , 000? If “Yes,” complete Schedule J for such individual 4 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 5 Did any person listed on line 1a receive or accrue com pensation from any unrelated organization or ind ividual for services rendered to the organization? If “Yes,” complete Schedule J for such person 5 m m m m m m m m m m m m m m m m Section B. Independent Contractors 1 Com plete this table for your five highest com pensated independent contractors that received m ore than $ 1 0 0 , 0 0 0 of com pensation from the organization. Report com pensation for the calendar year e nding wit h or wit hin the organization’s tax year. (A) Name and business address (B) Description of services (C) Compensation 2 Total num ber of independent contractors ( including b ut not lim ited to those listed above) who received m ore than $ 1 0 0 , 0 0 0 in com pensation from the organization I JSA Form9 9 0 ( 2 0 1 2 ) 2 E 1 055 3. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 1010 X XX ( 26) MELISSA HURST 60.00 CHIEF HUMAN RESOURCES OFFICER X314,689. 0 31,398. ( 27) GERALD DEFRANCISCO 60.00 PRESIDENT, HUMAN SER X424,658. 0 31,879. ( 28) SHAUN GILMORE 60.00 PRESIDENT, BIOMEDICAL SERVICES X490,550. 0 54,931. ( 29) J. CHRIS HROUDA 60.00 EXEC VP, BIOMED SERVICES X478,218. 0 26,317. ( 30) NEAL LITVACK 60.00 CHIEF DEVELOPMENT OFFICER X312,624. 0 54,203. ( 31) CHRISTINA SAMSON 60.00 CHIEF INVESTMENT OFFICER X307,138. 0 61,283. ( 32) GREG BALLISH 60.00 SVP, BIOMEDICAL SERVICES X 355,586.0 47,460. ( 33) WILLIAM MOORE 60.00 SVP, BIOMEDICAL SERVICES X 357,809.0 43,811. ( 34) KATHRYN WALDMAN 60.00 SVP, QUALITY AND REG AFFAIRS X 345,385.0 41,415. ( 35) JOHN CRARY 60.00 CHIEF INFORMATION OFFICER X 354,351.0 30,678. ( 36) STEVEN WAGNER 60.00 VP, DEVELOPMENT OPERATIONS X 586,630.0 33,276. 06583L 2502 V 12-7.12426054 PAGE 10 Form 9 9 0 (2 0 1 2 )Page8 Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) Part VII (A)(B)(C) (D)(E)(F) Estimated am ou n t of oth er com p ensation from the org an ization an d related org anizations Name and title Average h ours per week (list any h ou rs forrelated org anizations b el ow d otted line) Position (d o n ot ch eck more than one b ox, unless person is both an officer an d a d irector/trustee) Reportable compensation f romthe organization (W -2/1099-MISC) Reportable compensation from related organizations (W -2/1099-MISC) In dividual trustee o r d irector In stitutional trustee Officer Key employee Highest compensated employee Former m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I 1b Sub-total m m m m m m m m m m m m mI c Total from continuation sheets to Part VII, Section A m m m m m m m m m m m m m m m m m m m m m m m m m m m m I d Total (add lines 1b and 1c) 2 Total num ber of individuals ( including b ut not lim ited to those listed above) who received m ore than $ 1 0 0 , 0 0 0 of reportable com pensation from the organization I Yes No 3 Did the organization list any formerofficer, director, or trustee, key em ployee, or highest com pensated em ployee on line 1a? If “Yes,” complete Schedule J for such individual 3 m m m m m m m m m m m m m m m m m m m m m m m m m m 4 For any ind ividual listed on line 1a, is the sum of reportable com pensation and other com pensation from t he organization and related organizations greater than $ 1 5 0 , 000? If “Yes,” complete Schedule J for such individual 4 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 5 Did any person listed on line 1a receive or accrue com pensation from any unrelated organization or ind ividual for services rendered to the organization? If “Yes,” complete Schedule J for such person 5 m m m m m m m m m m m m m m m m Section B. Independent Contractors 1 Com plete this table for your five highest com pensated independent contractors that received m ore than $ 1 0 0 , 0 0 0 of com pensation from the organization. Report com pensation for the calendar year e nding wit h or wit hin the organization’s tax year. (A) Name and business address (B) Description of services (C) Compensation 2 Total num ber of independent contractors ( including b ut not lim ited to those listed above) who received m ore than $ 1 0 0 , 0 0 0 in com pensation from the organization I JSA Form9 9 0 ( 2 0 1 2 ) 2 E 1 055 3. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 1010 X XX ( 37) MARY ELCANO 60.00 FORMER GNRL CNSEL & CORP SECR X 383,492.0 54,941. 06583L 2502 V 12-7.12426054 PAGE 11 Form 9 9 0 (2 0 1 2 )Page9 Statement of Revenue Part VIII Check if Schedule O contains a response to any question in this Part VIII (C) Un related business revenue m m m m m m m m m m m m m m m m m m m m m m m m m (B) Related or exempt fu n ction revenue (D) Revenue exclu d ed from tax u n d er sections 5 1 2 , 5 1 3 , or 5 1 4 (A) Total revenue 1 a 1 b 1 c 1 d 1 e 1 f 1 a bc d e f g 2 a bc d e f 6 a bc b c 8 a b 9 a b 1 0 a b 1 1 a bc d e Federated campaigns Membership dues Fundraising events Related organizations Government grants (contributions) All oth er con tributions, gifts, grants, an d sim ilar amounts not included above Non cash con trib u tions included in lines 1a-1f: m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m $ Contributions, Gifts, Grants and Other Similar Amounts I h T otal. Add lines 1a-1f m m m m m m m m m m m m m m m m m m m Business Code All other program service revenue m m m m m I g T otal. Add lines 2a-2f Program Service Revenue m m m m m m m m m m m m m m m m m m m 3 4 5 Investment income (including dividends, interest, and other similar amounts) Income f rom investment of tax-exempt bond proceeds Royalties I I I I I I I I m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m (i) Real (ii) Personal Gross rents Less: rental expenses Rental income or (loss) m m m m m m m m m m mm m d Net rental income or (loss) m m m m m m m m m m m m m m m m m (i) Securities (ii) Other 7 a Gross amount from sales of assets other than inventory Less: cost or other basis and sales expenses Gain or (loss) m m m m m m m m m m m d Net gain or (loss) m m m m m m m m m m m m m m m m m m m m m Gross income f rom f undraising events (not including $ of contributions reported on line 1c). See Part IV, line 18 Less: direct expenses m m m m m m m m m m m a b a b a b m m m m m m m m m m c Net income or (loss) from fundraising events m m m m m m m m Other Revenue Gross income f rom gaming activities. See Part IV, line 19 m m m m m m m m m m m Less: direct expenses m m m m m m m m m m c Net income or (loss) f rom gaming activities m m m m m m m m m Gross sales of inventory, less returns and allowances m m m m m m m m m Less: cost of goods sold m m m m m m m m m c Net income or (loss) from sales of inventory m m m m m m m m m Miscellaneous Revenue Business Code All other revenue T otal. Add lines 11a-11d m m m m m m m m m m m m m I m m m m m m m m m m m m m m m m m I 1 2 T otal revenue. See instructions m m m m m m m m m m m m m m Form9 9 0 ( 2 0 1 2 ) JSA 2 E 1 051 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 95,529,494. 24,033,718. 53,733,489. 960,116,309. 37,090,628. 1,133,413,010. BIOMEDICAL PRODUCTS & SERVICES 5419002,037,731,645. 2,037,731,645. OTHER PRODUCTS & SERVICES 900099125,152,907. 125,152,907. 2,162,884,552. 44,935,982. 44,935,982. 0 0 16,745,624. 6,290,621. 10,455,003. 10,455,003. 2,888,759. 7,566,244. 302,296,016. 13,133,120. 298,535,556. 8,168,344. 3,760,460. 4,964,776. 8,725,236. 8,725,236. 24,033,718. 9,287,437. 9,726,292.-438,855. -438,855. 820,246. 660,389. 159,857. 159,858. 0 PENSION PLAN DEF REV & OTHER 90009954,649,332. 54,007,960. 641,372. PARTNERSHIP & S-CORP LOSS 900099-2,545,376. -2,545,376. 52,103,956. 3,412,238,741. 2,216,892,512. 984,755. 60,948,465. 06583L 2502 V 12-7.12426054 PAGE 12 Form 9 9 0 (2 0 1 2 )Page1 0 Statement of Functional Expenses Part IX Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A). Check if Schedule O contains a response to any question in this Part IX m m m m m m m m m m m m m m m m m m m m m m m m m m (A) (B) (C)(D) Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII. Total expenses Prog ram service expenses Man ag ement and g eneral expenses Fundraising expenses Grants and oth er assistance to g overnments and org anizations in the Un ited States. See Part IV, line 2 1 1 m Grants and other assistance to individuals in the United States. See Part IV, line 2 2 2 m m m m m m 3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 1 5 and 1 6 m m m m Benef its paid to or for members 4 m m m m m m m m m 5 Compensation of current officers, directors, trustees, and key employees m m m m m m m m m m 6 Compensation n ot in cluded above, to d isq u alified persons (as d efined u nder section 4 9 5 8 (f)(1 )) and persons d escribed in section 4 9 5 8 (c)(3 )(B) m m m m m m Other salaries and wages 7 m m m m m m m m m m m m 8 Pension p lan accruals and con trib utions (in clude section 4 0 1 (k) and 4 0 3 (b ) em p loyer con trib utions) m m m m m m 9 Other employee benefits Payroll taxes Fees for services (non-employees): Management Legal A c counting L obbying m m m m m m m m m m m m 1 0 1 1 m m m m m m m m m m m m m m m m m m 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 a b c d e f g m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Professional fu n d raising services. See Part IV, line 1 7 Investment management fees m m m m m m m m m Other. (If l ine 11g amount exceeds 10% of l ine 25, column (A) amount, l ist l ine 11g expenses on Schedule O.) m m m m m m Advertising and promotion Of f ice expenses Inf ormation technology m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Royalties Occupancy Travel m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Payments of travel or entertainment expenses f or any f ederal, state, or local public of f icials Conf erences, conventions, and meetings Interest Payments to affiliates Depreciation, depletion, and amortization Insurance m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Other expenses. Itemize expenses n ot covered ab ove (List m iscellaneous expenses in line 2 4 e. If line 2 4 e am ount exceeds 10% of line 2 5 , colu mn (A) am ount, list line 2 4 e expenses on Schedule O.) a b c d e All other expenses 2 5 Total functional expenses. Add lines 1 th rough 2 4 e 2 6 Joint costs. Complete this line only if the organization reported in column (B) joint costs f rom a combined educational campaign and I f undraising solicitation. Check here if f ollowing SOP 98-2 (ASC 958-720) m m m m m m m JSA Form 990 ( 2 0 1 2 ) 2 E 1 052 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 0 170,344,637. 170,344,637. 53,366,000. 53,366,000. 0 4,602,313. 4,227,110. 375,203. 0 1,324,855,754. 1,180,118,711. 65,007,941. 79,729,102. 230,869,256. 223,649,316. 2,831,895. 4,388,045. 136,466,292. 109,498,529. 7,399,013. 19,568,750.75,800,096. 59,303,698. 13,859,220. 2,637,178. 1,188,101. 1,069,291. 47,524. 71,286. 5,418,672. 5,418,672. 2,315,848. 2,084,263. 92,634. 138,951. 258,763. 244,760. 4,951.9,052. 0 11,923. 11,923. 230,926,139. 173,122,096. 7,175,914. 50,628,129. 19,744,475. 18,582,008. 1,595. 1,160,872. 133,589,542. 130,326,020. 115,366. 3,148,156. 29,050,149. 28,956,007. 106. 94,036. 0 88,939,582. 69,638,158. 19,301,424. 113,353,962. 105,399,509. 2,767,630. 5,186,823. 0 4,192,991. 3,763,750. 160,587. 268,654. 38,361,141. 34,641,670. 570,108. 3,149,363. 0 63,204,807. 58,211,730. 2,046,190. 2,946,887. 59,484,341. 57,053,145. 657,211. 1,773,985. BIOMEDICAL PROGRAM SUPPLIES 448,912,146. 447,381,490. 33,178. 1,497,478. MINOR EQUIPMENT PURCHASES 51,104,597. 47,774,584. 2,974,049. 355,964. OTHER PROGRAM SUPPLIES AND M 46,288,795. 45,512,277. 776,518. AUTO RENTAL & MAINTENANCE 9,285,704. 8,407,579. 373,670. 504,455. 14,944,454. 3,588,780. 333,752. 11,021,922. 3,356,880,480. 3,037,456,680. 129,992,991. 189,430,809. 0 06583L 2502 V 12-7.12426054 PAGE 13 Form 9 9 0 (2 0 1 2 )Page 11 Balance Sheet Part X Check if Schedule O contains a response to any question in this Part X m m m m m m m m m m m m m m m m m m m m m (A) Beginning of year (B) End of year Cash – non-interest-bearing Savings and tem porary cash investments Pledges and grants receivable, net Accounts receivable, net 1 2 3 4 5 1 2 3 4 5 6 7 8 9 1 0c 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Loans and other receivables from c urrent and form er officers, directors, trustees, key em ployees, and highest com pensated em ployees. Com plete Part II of Schedule L m m m m m m m m m m m m m m m m m m m m m m m m m Loans and other receivables f rom other disqualif ied persons (as def ined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and c ontributing employers and sponsoring organizations of section 501(c)(9) voluntary employees’ benef iciary organizations (see instructions). Complete Part II of Schedule L 6 m m m m m m m m m m m Notes and loans receivable, net Inventories for sale or use Prepaid expenses and deferred charges 7 8 9 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1 0a 1 0b 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 a Land, buildings, and equipm ent: cost or other basis. Com plete Part VI of Schedule D Less: accum ulated depreciation b Investm ents – publicly traded securities Investm ents – other securities. See Part IV, line 11 Investm ents – program-related. See Part IV, line 11 Intangible assets Other assets. See Part IV, line 11 Total assets. Ad d lines 1 through 15 (m ust equal line 34) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Assets Accounts payable and accrued expenses Grants payable Deferred revenue Tax-exem pt bond liabilities m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Escrow or custodial account liability. Com plete Part IV of Schedule D m m m m Loans and other payables to c urrent and form er officers, directors, trustees, key em ployees, highest com pensated em ployees, and disqualified persons. Com plete Part II of Schedule L Liabilities m m m m m m m m m m m m m m Secured m ortgages and notes payable to unrelated third parties Unsecured notes and loans payable to unrelated third parties m m m m m m m m m m m m m m m m Other liabilities ( including federal incom e tax, payables to related t hird parties, and other liabilities not included on lines 17-24). Com plete Part X of Schedule D m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I Total liabilities. Ad d lines 17 through 25 m m m m m m m m m m m m m m m m m m m m and Or ganizations that follow SFAS 117 (ASC 958), check here com plet e lines 27 through 29, and lines 33 and 34. 27 28 29 30 31 32 33 34 Unrestricted net assets Tem porarily restricted net assets Perm anently restricted net assets Capital stock or trust principal, or current funds Paid-in or capital surplus, or land, building, or equipment fund Retained earnings, endowm ent, accum ulated incom e, or other funds Total net assets or fund balances Total liabilities and net assets/fund balances 27 28 29 30 31 32 33 34 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I m m m m m m m m m m m m m m m m m m m m m m m m Organizations that do not follow SFAS 117 (ASC 958), check here complete lines 30 through 34. and m m m m m m m m m m m m m m m m m m m m m m m mm m m m Net Assets or Fund Balances m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Form9 9 0 ( 2 0 1 2 ) JSA 2 E 1 053 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 52,904,504. 82,721,425. 626,871,262. 618,138,669. 86,040,808. 92,508,565. 216,517,153. 233,088,323. 0 0 0 0 0 0 113,876,295. 112,950,068. 274,106,981. 274,211,712. 2003737999. 985,284,008. 1,050,792,519. 1,018,453,991. 793,697,549. 825,913,400. 563,153,000. 640,849,000.0 0 0 0 0 0 3,777,960,071. 3,898,835,153. 281,012,280. 325,810,361. 0 0 0 0 228,736,115. 220,597,760. 0 0 0 0 274,501. 191,000. 324,347,384. 493,202,240. 1,348,367,341. 868,976,540. 2,182,737,621. 1,908,777,901. X 133,686,494. 398,444,223. 757,513,071. 861,604,928. 704,022,885. 730,008,101. 1,595,222,450. 1,990,057,252. 3,777,960,071. 3,898,835,153. 06583L 2502 V 12-7.12426054 PAGE 14 Form 9 9 0 (2 0 1 2 )Page1 2 Reconciliation of Net Assets Part XI Check if Schedule O contains a response to any question in this Part XI m m m m m m m m m m m m m m m m m m 1 2 3 4 5 6 7 8 9 10 1 2 3 4 5 6 7 8 9 10 Total revenue (m ust equal Part VIII, column (A), line 12) Total expenses (m ust equal Part IX, column (A), line 25) Revenue less expenses. Subtract line 2 from line 1 Net assets or fund balances at beginning of year (m ust equal Part X, line 33, column (A)) Net unrealized gains (losses) on investments Donated services and use of facilities Investm ent expenses Prior period adjustments Other changes in net assets or fund balances (explain in Schedule O) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Net assets or fund balances at end of year. Com bine lines 3 through 9 (must equal Part X, line 33, colum n (B)) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Financial Statements and Reporting Part XII Check if Schedule O contains a response to any question in this Part XII m m m m m m m m m m m m m m m m m Yes No 1 2 Accounting m ethod used to prepare the Form 990: Cash Accrual Other If the organization changed its m ethod of a c counting from a prior year or checked “Other,” explain in Schedule O. a W ere the organization’s financial statem ents com piled or reviewed by an independent accountant? 2a 2b 2c 3a 3b m m m m m m If “Yes,” check a box b e low to indicate whe t her the financial statem ents for the year were com piled or reviewed on a separate basis, consolidated basis, or both: Separate basis Consolidated basis Both consolidated and separate basis b c a b W ere the organization’s financial statem ents audited by an independent accountant? m m m m m m m m m m m m m m If “Yes,” check a box b e low to indicate whe t her the financial statem ents for the year were audited on a separate basis, consolidated basis, or both: Separate basis Consolidated basis Both consolidated and separate basis If “Yes” to line 2a or 2b, does the organization have a com m ittee that assumes responsibility for oversight of the audit, review, or c o m pilation of its financial statem ents and selection of an independent accountant? If the organization changed either its oversight process or selection process d uring the tax year, explain in Schedule O. 3 As a result of a federal award, was the organization required to undergo an audit or audits as set f orth in the Single Aud it Act and OMB Circular A-133? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo t he required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits Form9 9 0 ( 2 0 1 2 ) JSA 2 E 1 054 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 X 3,412,238,741. 3,356,880,480. 55,358,261. 1,595,222,450. 92,181,648. 0 0 0 247,294,893. 1,990,057,252. X X X X X X X 06583L 2502 V 12-7.12426054 PAGE 15 OMB No. 1 5 4 5 -0 0 4 7 SCHEDULE A Public Charity Status and Public Support ( Form 990 or 990-EZ) Complete if the organization is a section 501(c)(3) organization or a section4947(a)(1) nonexempt charitable trust. À¾µ¶ Dep artm en t of the Treasury Open to Public Inspection I I Attach to Form 990 or Form 990-EZ. See separate instructions. In ternal Revenue Service Name of the organization Employer identification number Reason for Public Charity Status (All organizations must complete this part.) See instructions. Part I The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.) 1 2 3 4 5 6 7 8 9 10 11 A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i). A school described in section 170(b)(1)(A)(ii). (Attach Schedule E.) A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii). A m edical research organization operated in c o nj unction wit h a hospital described in section 170(b)(1)(A)(iii). Enter t he hospital’s name, city, and state: An organization operated for the benefit of a college or university o wned or operated by a governm ental unit described in section 170(b)(1)(A)(iv). (Com plete Part II.) A federal, state, or local governm ent or governm ental unit described in section 170(b)(1)(A)(v). An organization that norm ally receives a substantial part of its support from a governm ental unit or from the general p ub lic described in section 170(b)(1)(A)(vi). (Com plete Part II.) A com m unity trust described in section 170(b)(1)(A)(vi). (Complete Part II.) An organization that norm ally receives: (1) m ore than 3 3 1 / 3% of its support from c o ntributions, m em bership fees, and gross receipts from activities related to its exem pt f unctions – subj ect to certain exceptions, and (2) no m ore than 3 3 1 / 3 % of its support from gross investm ent incom e and unrelated business taxable incom e (less section 5 1 1 tax) from businesses acquired by the organization after June 3 0, 1 9 7 5 . See section 509( a)(2). (Com plete Part III.) An organization organized and operated exclusively to test for public safety. See sect ion 509(a)(4). An organization organized and operated exclusively for the benefit of, to perform the f unctions of, or to carry o ut t he purposes of one or m ore p ub licly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509( a)(3). Check the box that describes the type of s upporting organization and com plete lines 1 1 e t hr ough 1 1 h. a Type I bType II cType III-Functionally integrated dType III-Non-functionally integrated e f g h By check ing this box, I certify that the organization is not c o ntrolled d irectly or ind irectly by one or m ore disqualified persons other than f o undation m anagers and other than one or m ore p ub licly supported organizations described in section 509(a)(1) or section 509(a)(2). If the organization received a wr it t e n d eterm ination from the IRS that it is a Type I, Type II, or Type III s upporting organization, check this b ox m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons? Yes No (i) (ii) (iii) A person who d irectly or ind irectly controls, either alone or together wit h persons described in (ii) and (iii) b elow, the g overning body of the supported organization? 1 1 g(i) 1 1g(ii) 11g(iii) m m m m m m m m m m m m m m m m m m m m m A fam ily m em ber of a person described in (i) above? A 35% controlled entity of a person described in (i) or (ii) above? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Provide the following inform ation about the supported organization(s). (i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1-9 above or IRC section(see instructions) )(iv) Is the org an ization in col. (i) l isted in you r g overning document? (v) Did you n otify th e organization in col. (i) of your support? (vi) Is the org an ization in col. (i) organized in the U.S.? (vii) Am ou n t of m onetary su pport Yes N o Yes N o Yes N o (A) (B) (C) (D) (E) Total For Paperw ork Reduction Act Notice, see the Instructions for F or m 990 or 990-EZ. Sc he dule A (Form 990 or 990-EZ) 2012 JSA 2 E 1 210 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 X 06583L 2502 V 12-7.12426054 PAGE 16 Sch ed u le A (Form 9 9 0 or 990-EZ) 2012Page 2 Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.) Part II Section A. Public Support (a) 2 0 08 (b) 2 0 09 (c) 2 0 10 (d) 2 0 11 (e) 2 0 12 (f) Total I Calendar year (or fiscal year beginning in) 1 Gifts, grants, contributions, and membership fees received. (Do n ot include any “unusual grants.”) m m m m m m 2 Tax revenues levied f or the organization’s benef it and either paid to or expended on its behalf m m m m m m m 3 The value of services or f acilities f urnished by a governmental unit to the organization w i thout charge m m m m m m m 4 T otal. Add lines 1 through 3 m m m m m m m 5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f) m m m m m m m 6 Public support. Subtract line 5 from line 4. Section B. Total Support (a) 2 0 08 (b) 2 0 09 (c) 2 0 10 (d) 2 0 11 (e) 2 0 12 (f) Total I Calendar year (or fiscal year beginning in) 7 Amounts f rom line 4 m m m m m m m m m m 8 Gross income f rom interest, dividends, payments received on securities loans, rents, royalties and income f rom similar sources m m m m m m m m m m m m m m m m m 9 Net income f rom unrelated business activities, whether or not the business is regularly carried on m m m m m m m m m m 10 Other income. Do not include gain or loss f rom the sale of capital assets (Explain in Part IV.) m m m m m m m m m m m 11 T otal support. Add lines 7 through 10 Gross receipts f rom related activities, etc. (see instructions) m m 12 14 15 12 m m m m m m m m m m m m m m m m m m m m m m m m m m 13 First five years. If the Form 9 9 0 is f or the organization’s f irst, second, third, f ourth, or f if th tax year as a section 501(c)(3) I I I I I I organization, check this box and stop here m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Section C. Computation of Public Support Percentage % % 14 Public support percentage for 2012 (line 6, colum n (f) divided by line 11, column (f)) Public support percentage from 2011 Schedule A, Part II, line 14 m m m m m m m m 15 m m m m m m m m m m m m m m m m m m m 1 6a 33 1 / 3% support t est – 2012. If the organization did not check the box on line 1 3, and line 1 4 is 3 3 1 / 3% or m ore, check this box and stop here. The organization qualifies as a p ub licly supported organization m m m m m m m m m m m m m m m m m m m m b 33 1 / 3% support t est – 2011. If the organization did not check a box on line 1 3 or 16a, and line 1 5 is 3 3 1 / 3% or m ore, check this box and stop here. The organization qualifies as a p ub licly supported organization m m m m m m m m m m m m m m m m m 1 7a 10%-facts-and-circumstances t est – 2012. If the organization did not check a box on line 1 3, 16a, or 1 6b, and line 1 4 is 10% or m ore, and if the organization m eets the “facts-and-circumstances” test, check this box and stop here. Explain in Part IV ho w the organization m eets the “facts-and-circumstances” test. The organization qualifies as a p ub licly supported organization m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m b 10%-facts-and-circumstances t est – 2011. If the organization did not check a box on line 1 3, 16a, 1 6b, or 17a, and line 1 5 is 10% or m ore, and if the organization m eets the “facts-and-circumstances” test, check this box and stop here. Explain in Part IV ho w the organization m eets the “facts-and-circumstances” test. The organization qualifies as a p ub licly supported organization m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 18 Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see ins tructions m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Sc he dule A (Form 990 or 990-EZ) 2012 JSA 2 E 1 220 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 715,911,223. 1,138,134,583. 1,013,873,120. 741,190,737. 1,133,413,010. 4,742,522,673. 0 0 715,911,223. 1,138,134,583. 1,013,873,120. 741,190,737. 1,133,413,010. 4,742,522,673. 0 4,742,522,673. 715,911,223. 1,138,134,583. 1,013,873,120. 741,190,737. 1,133,413,010. 4,742,522,673. 64,088,523. 66,294,890. 49,645,488. 46,546,564. 44,935,982. 271,511,447. 2,613,020. 2,378,528. 984,755. 5,976,303. 7,554,402. 18,712,251. 15,603,329. 12,064,041. 10,107,683. 64,041,706. ATCH 1 5,084,052,129. 11,747,515,934. 93.28 91.97 X 06583L 2502 V 12-7.12426054 PAGE 17 Sch ed u le A (Form 9 9 0 or 990-EZ) 2012Page3 Support Schedule for Organizations Described in Section 509(a)(2) (Com plete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.) Part III Section A. Public Support (a) 2 0 0 8 (b) 2 0 0 9 (c) 2 0 1 0 (d) 2 0 1 1 (e) 2 0 1 2 (f) Total I Calendar year (or fiscal year beginning in) 1 Gifts, grants, con tributions, and m em bership fees received. (Do n ot in clude any “unusual grants.”) 2 Gross receipts from admissions, m erchandise sold or services p erformed, or facilities fu rnished in any activity th at is related to the org an ization’s tax-exempt p urpose m m m m m m 3 Gross receipts from activities th at are n ot an u n related trade or business u nder section 5 1 3 m 4 Tax revenues levied f or the organization’s benef it and either paid to or expended on its behalf m m m m m m m 5 The value of services or f acilities f urnished by a governmental unit to the organization w i thout charge m m m m m m m 6 T otal. Add lines 1 through 5 m m m m m m m 7 a Amounts included on lines 1, 2, and 3 received f rom disqualif ied persons m m m m b Am ounts in cluded on lines 2 and 3 received from oth er than d isq u alified persons th at exceed the g reater of $ 5 , 0 0 0 or 1% of the am ount on line 1 3 for the year c Add lines 7a and 7b m m m m m m m m m m m 8 Public support (Subtract line 7c f rom line 6.) m m m m m m m m m m m m m m m m m Section B. Total Support (a) 2 0 0 8 (b) 2 0 0 9 (c) 2 0 1 0 (d) 2 0 1 1 (e) 2 0 1 2 (f) Total I Calendar year (or fiscal year beginning in) 9 Amounts f rom line 6 m m m m m m m m m m m 1 0 a Gross income f rom interest, dividends, payments received on securities loans, rents, royalties and income f rom similar sources m m m m m m m m m m m m m m m m m b Unrelated business taxable income (less section 5 1 1 taxes) f rom businesses acquired af ter June 30, 1 9 7 5 m m m m m m c Add lines 10a and 10b m m m m m m m m m 1 1 Net income f rom unrelated business activities not included in line 1 0b, whether or not the business is regularly carried on m m m m m m m m m m m m m m m 1 2 Other income. Do not include gain or loss f rom the sale of capital assets (Explain in Part IV.) m m m m m m m m m m m 1 3 T otal support. (Add lines 9, 10c, 11, and 12.) m m m m m m m m m m m m m m m m 1 4 First five years. If the Form 9 9 0 is f or the organization’s f irst, second, third, f ourth, or f if th tax year as a section 501(c)(3) organization, check this box and stop here I m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Section C. Computation of Public Support Percentage 1 5 1 6 Public support percentage f or 2012 (line 8, column (f) divided by line 13, column (f)) Public support percentage f rom 2011 Schedule A, Part III, line 15 1 5 1 6 1 7 1 8% % % % m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Section D. Computation of Investment Income Percentage 1 7 1 8 1 9 2 0 Investment income percentage for 2 0 1 2 (line 10c, column (f ) divided by line 13, column (f)) Investment income percentage from 2 0 1 1 Schedule A, Part III, line 17 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m a b 3 3 1 / 3 % support tests – 2 0 1 2 . If the organization did not check the box on line 14, and line 1 5 is more than 3 3 1 / 3%, and line I 1 7 is not more than 3 3 1 / 3%, check this box and stop here.The organization qualifies as a publicly supported organization 3 3 1 / 3 % support tests – 2 0 1 1 . If the organization did not check a box on line 1 4 or line 19a, and line 1 6 is more than 3 3 1 / 3%, and I line 1 8 is not more than 3 3 1 / 3%, check this box and stop here.The organization qualifies as a publicly supported organization I Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions JSA Sc he dule A (Form 990 or 990-EZ) 2012 2 E 1 221 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 06583L 2502 V 12-7.12426054 PAGE 18 Sch ed u le A (Form 9 9 0 or 990-EZ) 2012Page 4 Supplemental Information. Complete this part to provide the explanations required by Part II, line 1 0 ; Part II, line 1 7a or 1 7b; and Part III, line 1 2 . Also complete this part for any additional information. (See instructions). Part IV Sc he dule A (Form 990 or 990-EZ) 2012 JSA 2 E 1 225 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 ATTACHMENT 1 SCHEDULE A, PART II – OTHER INCOME DESCRIPTION 20082009 201020112012 TOTAL MISCELLANEOUS 7,554,402. 18,712,251. 15,603,329. 12,064,041. 10,107,683. 64,041,706. TOTALS 7,554,402. 18,712,251. 15,603,329. 12,064,041. 10,107,683. 64,041,706. 06583L 2502 V 12-7.12426054 PAGE 19 SCHEDULE COMB No. 1 5 4 5 -0 0 4 7 Political Campaign and Lobbying Activities ( F orm 990 or 990-EZ) For Organizations Exempt From Income Tax Under section 501(c) and section 527 À¾µ¶ I IAttach to Form 990 or Form 990-EZ. Complete if the organization is described below. Open to Public Dep artm en t of the Treasury ISee separate instructions. In ternal Revenue Service Inspection If the organization answ ered “Yes,” to Form 990, Part IV, line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then % % % Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C. Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B. Section 527 organizations: Complete Part I-A only. If the organization answ ered “Yes,” to Form 990, Part IV, line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then % % Section 501(c)(3) organizations that have f iled Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B. Section 501(c)(3) organizations that have NOT f iled Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A. If the organization answ ered “Yes,” to Form 990, Part IV, line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then % Section 501(c)(4), (5), or (6) organizations: Complete Part III. Nam e of organization Employer identification number Complete if the organization is exempt under section 501(c) or is a section 527 organization. Part I-A I 1 2 3 4 Provide a description of the organization’s direct and indirect political cam paign activities in Part IV. Political expenditures Volunteer hours $ m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I I Complete if the organization is exempt under section 501(c)(3). Part I-B $ Enter the am ount of any excise tax incurred by the organization under section 4955 Enter the am ount of any excise tax incurred by organization m anagers under section 4955 If the organization incurred a section 4955 tax, did it file Form 4720 for this year? 1 2 3 4 m m m m m m $ m m Yes YesN o N o m m m m m m m m m m m m m m m m a b W as a correction made? If “Yes,” describe in Part IV. m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Complete if the organization is exempt under section 501(c), except section 501(c)(3). Part I-C I I I 1 2 3 4 Enter the am ount d irectly expended by the f iling organization for section 5 2 7 exem pt f unc t ion activities $ m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Enter the am ount of the f iling organization’s funds c o ntributed to other organizations for section 5 2 7 exem pt f unc tion activities $ m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Total exem pt f unc tion expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 1 7 b $ m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the filing organization file Form 1120-POL for this year? m m m m m m m m m m m m m m m m m m m m m m m m m m m m YesN o 5 Enter the names, addresses and em ployer id e ntification num ber (EIN) of all section 5 2 7 p o litical organizations to whic h the f iling organization m ade paym ents. For each organization listed, enter the am ount paid from the f iling organization’s funds. Also enter the am ount of p o litical c o nt ributions received that were p rom ptly and d irectly delivered to a separate p o litical organization, such as a separate segregated f und or a p o litical action com m ittee (PAC). If additional space is needed, provide inform ation in Part IV. (a) Name (b) Address (c) EIN (d) Amount paid f rom f iling organization’s f unds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-. ( 1) ( 2) ( 3) ( 4) ( 5) ( 6) Sc he dule C (Form 990 or 990-EZ) 2012 For Pa pe rw ork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. JSA 2 E 1 264 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 06583L 2502 V 12-7.12426054 PAGE 20 Page 2 Sch ed u le C (Form 990 or 990-EZ) 2012 Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)). Part II-A I I A Check if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member’s name, address, EIN, expenses, and share of excess lobbying expenditures). B Check if the filing organization checked box A and “limited control” provisions apply. Limits on Lobbying Expenditures (The term “expenditures” means amounts paid or incurred.) (a) Filing organization’s totals (b) Af f iliated group totals 1 a b c d e f Total lobbying expenditures to influence public opinion (grass roots lobbying) Total lobbying expenditures to influence a legislative body (direct lobbying) Total lobbying expenditures (add lines 1a and 1b) Other exem pt purpose expenditures Total exem pt purpose expenditures (add lines 1c and 1d) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Lobbying nontaxable am ount. Enter the am ount from the f o llo wing table in b o th colum ns. If the amount on line 1e, column (a) or (b) is: N ot over $500,000 Over $500,000 but not over $1,000,000 Over $1,000,000 but not over $1,500,000 Over $1,500,000 but not over $17,000,000 Over $17,000,000 T he lobbying nontaxable amount is: 20% of the amount on line 1e. $100,000 plus 15% of the excess over $500,000. $175,000 plus 10% of the excess over $1,000,000. $225,000 plus 5% of the excess over $1,500,000. $ 1 ,000,000. g h i j Grassroots nontaxable am ount (enter 25% of line 1f) Subtract line 1g from line 1a. If zero or less, enter -0- Subtract line 1f from line 1c. If zero or less, enter -0- m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m If there is an am ount other than zero on either line 1 h or line 1i, did the organization file Form 4 7 2 0 r eporting section 4 9 1 1 tax for this year? Yes No m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below . See the instructions for lines 2a through 2f on page 4.) Lobbying Expenditures During 4-Year Averaging Period Calendar year (or fiscal year beginning in) (a) 2 0 0 9 (b) 2 0 1 0 (c) 2 0 1 1 (d) 2 0 1 2 (e) Total 2 a Lobbying nontaxable amount b Lobbying ceiling amount (150% of line 2a, column (e)) c Total lobbying expenditures d Grassroots nontaxable amount e Grassroots ceiling amount (150% of line 2d, column (e)) f Grassroots lobbying expenditures Sc he dule C (Form 990 or 990-EZ) 2012 JSA 2 E 1 265 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 06583L 2502 V 12-7.12426054 PAGE 21 Page 3 Sch ed u le C (Form 990 or 990-EZ) 2012 Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)). Part II-B (a) (b) For each “Yes,” response to lines 1a through 1 i below, provide in Part IV a detailed description of the lobbying activity. Yes N o Amount D uring the year, did the f iling organization attem pt to influence foreign, national, state or local legislation, inc luding any attem pt to influence p ublic o p inion on a legislative m atter or referendum, t hr ough the use of: 1 a b c d e f g h i j Volunteers? Paid staff or m anagem ent (include com pensation in expenses reported on lines 1 c t hr ough 1i)? Media advertisements? Ma ilings to m embers, legislators, or the public? Publications, or published or broadcast statements? Grants to other organizations for lo bbying purposes? Direct contact wit h legislators, t heir staffs, governm ent officials, or a legislative body? Rallies, dem onstrations, seminars, conventions, speeches, lectures, or any sim ilar means? Other activities? Total. Add lines 1 c t hr ough 1 i m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mm m m m m m m m m m m m m m m m m m m m m m m mm m m m m m m m m m m m m m m m m m m m m m m m m m m m m mm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 2 a Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? If “Yes,” enter the am ount of any tax incurred under section 4 9 1 2 If “Yes,” enter the am ount of any tax incurred by organization m anagers under section 4 9 1 2 If the f iling organization incurred a section 4 9 1 2 tax, did it file Form 4 7 2 0 for this year? m m m b m m m m m m m m m m m m m m m m c m m d m m m m m Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6). Part III-A Yes N o 1 2 3 W ere substantially all (90% or m ore) dues received no ndeductible by members? Did the organization make o nly in-house lo bbying expenditures of $ 2 , 0 0 0 or less? Did the organization agree to carry over lo bbying and p o litical expenditures from the prior year? 1 m m m m m m m m m m m m m m m m m m m 2 m m m m m m m m m m m m m m m m m m 3 m m m m m m m m m m Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered “No,” OR (b) Part III-A, line 3, is answered “Yes.” Part III-B 1 Dues, assessments and sim ilar am ounts from m em bers 1 m m m m m m m m m m m m m m m m m m m m m m m m m m m m 2 Section 162(e) no ndeductible lo bbying and p o litical expenditures (do not include amounts of political expenses for w hich t he section 527( f ) tax w as paid). a b c Current year Carryover from last year Total 2a 2b 2c 3 4 5 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 3 Aggregate am ount reported in section 6033(e)(1)(A) notices of no ndeductible section 162(e) dues m m m m 4 If notices were sent and the am ount on line 2 c exceeds the am ount on line 3, wha t p o rtion of t he excess does the organization agree to carryover to the reasonable estim ate of no ndeductible lo b bying and p o litical e xpenditure next year? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 5 Taxable am ount of lo bbying and p o litical expenditures (see instructions) m m m m m m m m m m m m m m m m m m m Supplemental Information Part IV Com plete this part to provide the descriptions required for Part I-A, line 1; Part I-B, line 4; Part I-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part II-B, line 1. Also, com plete this part for any additional information. Sc he dule C (Form 990 or 990-EZ) 2012 JSA 2 E 1 266 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 X XX X 37,405. X 300. X X 226,939. X 4,245. X 268,889. X SEE PAGE 4 06583L 2502 V 12-7.12426054 PAGE 22 Sch ed u le C (Form 990 or 990-EZ) 2012Page 4 Supplemental Information (continued) Part IV Sc he dule C (Form 990 or 990-EZ) 2012 JSA 2 E 1 500 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 PART IV SCHEDULE C, PART I-A, LINE 1 THE AMERICAN NATIONAL RED CROSS PARTICIPATES IN LOBBYING AND OTHER PUBLIC POLICY ADVOCACY ACTIVITIES AT THE FEDERAL AND STATE LEVELS (WITHIN THE LIMITS SET BY IRS REGULATIONS) ON ISSUES THAT ARE RELATED TO THE ORGANIZATION’S MISSION INCLUDING: BIOMEDICAL SERVICES; HOMELAND SECURITY, AND ALL-HAZARDS PREPAREDNESS AND RESPONSE; PUBLIC HEALTH AND SAFETY; EMERGENCY COMMUNICATION SERVICES TO THE ARMED FORCES; INTERNATIONAL SERVICES; AND THE REGULATION OF NONPROFIT ORGANIZATIONS. THESE ACTIVITIES INCLUDE PREPARING AND PRESENTING WRITTEN AND ORAL TESTIMONY AT LEGISLATIVE HEARINGS AT THE FEDERAL AND STATE LEVELS; COMMUNICATING WITH POLICYMAKERS AND THEIR STAFF THROUGH MEETINGS AND BRIEFINGS, AND ISSUING PUBLIC STATEMENTS RELATED TO PENDING LEGISLATION AND REGULATION. THE AMERICAN NATIONAL RED CROSS DOES NOT CONTRIBUTE TO OR PARTICIPATE IN ELECTION CAMPAIGNS. IT DOES NOT ENDORSE CANDIDATES FOR ELECTIVE OFFICE, NOR DOES IT PUBLISH OR DISTRIBUTE INFORMATION THAT DIRECTLY OR INDIRECTLY ENDORSES OR OPPOSES A CANDIDATE. 06583L 2502 V 12-7.12426054 PAGE 23 OMB No. 1 5 4 5 -0 0 4 7 SCHEDULE D Supplemental Financial Statements (Form 990) IComplete if the organization answ ered “Yes,” to Form 990, Par t IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b. À¾µ¶ Open to Public Dep artm en t of the Treasury I IAt t ach to Form 990. See separate instructions. In ternal Revenue Service Inspection Name of the organization Employer identification number Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered “Yes” to Form 990, Part IV, line 6. Part I (a) Donor advised funds (b) Funds and other accounts 1 2 3 4 5 6 Total num ber at end of year Aggregate contributions to (during year) Aggregate grants from (during year) Aggregate value at end of year m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization inform all donors and donor advisors in wr it ing that the assets held in donor advised funds are the organization’s property, subj ect to the organization’s exclusive legal control? m m m m m m m m m m mYes No Did the organization inform all grantees, donors, and donor advisors in wr it ing that grant funds can be used o nly for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose c onferring im perm issible private benefit? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Yes No Conservation Easements. Com plete if the organization answered “Yes” to Form 990, Part IV, line 7. Part II 1Purpose(s) of conservation easem ents held by the organization (check all that apply). Preservation of land for public use (e.g., recreation or education) Protection of natural habitat Preservation of open space Preservation of an historically im portant land area Preservation of a certified historic structure 2 3 4 5 6 7 8 9 Com plete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easem ent on the last day of the tax year. Held at the End of the Tax Year 2 a 2 b 2 c 2 d a b c d Total num ber of conservation easements Total acreage restricted by conservation easements Num ber of conservation easem ents on a certified historic structure included in (a) Num ber of conservation easem ents included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register Num ber of conservation easem ents m odified, transferred, released, extinguished, or term inated by the organization during the tax year Num ber of states where property subj ect to conservation easement is located Does the organization have a written policy regarding the periodic m onitoring, inspection, handling of violations, and enforcem ent of the conservation easements it holds? Staff and volunteer hours devoted to m onitoring, inspecting, and enforcing conservation easem ents during the year Am ount of expenses incurred in m onitoring, inspecting, and enforcing conservation easem ents during the year Does each conservation easem ent reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B) (i) and section 170(h)(4)(B)(ii)? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I I m m m m m m m m m m m m m m m m m m m m m m m Yes No I I $ Yes No m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m In Part XIII, describe how the organization reports conservation easem ents in its revenue and expense statement, and balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes the organization’s accounting for conservation easements. Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. Com plete if the organization answered “Yes” to Form 990, Part IV, line 8. Part III 1aIf the organization elected, as perm itted under SFAS 1 1 6 (ASC 9 58), not to report in its revenue statem ent and balance sheet work s of art, historical treasures, or other sim ilar assets held for p ublic e xhibition, education, or research in furtherance of p ublic service, provide, in Part XIII, the t ext of the f ootnote to its financial statem ents that describes these items. b If the organization elected, as perm itted under SFAS 1 1 6 (ASC 9 58), to report in its revenue statem ent and balance sheet work s of art, historical treasures, or other sim ilar assets held for p ublic e xhibition, education, or research in furtherance of p ublic service, provide the f o llo wing am ounts relating to these items: I (i) (ii) Revenues included in Form 990, Part VIII, line 1 Assets included in Form 990, Part X m m m m m m m m m m m m m m m m m m m m m m m m m m m m m $ $ I m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 2 If the organization received or held work s of art, historical treasures, or other sim ilar assets for financial gain, provide t he f o llo wing am ounts required to be reported under SFAS 1 1 6 (ASC 9 5 8 ) relating to these items: I a Revenues included in Form 990, Part VIII, line 1 Assets included in Form 990, Part X m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m $ $ b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I For Paperw ork Reduction Act Notice, see the Instructions for Form 990. Sc he dule D (Form 990) 2012 JSA 2 E 1 268 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 06583L 2502 V 12-7.12426054 PAGE 24 Sch ed u le D (Form 990) 2012Page2 Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued) Part III Using the organization’s acquisition, accession, and other records, check any of the f o llo wing that are a s ignificant use of its Provide a description of the organization’s c ollections and explain ho w they f urther the organization’s exem pt purpose in Part XIII. 3 4 5 c o llection item s (check all that apply): P ub lic exhibition Scholarly research Preservation for future generations Loan or exchange programs Other a b c d e D uring the year, did the organization s olicit or receive donations of art, historical treasures, or other sim ilar assets to be sold to raise funds rather than to be m aintained as part of the organization’s collection? m m m m m mYes No Escrow and Custodial Arrangements. Complete if the organization answered “Yes” to Form 9 9 0 , Part IV, line 9, or reported an amount on Form 9 9 0 , Part X, line 2 1 . Part IV 1a bc d e f 2a b Is the organization an agent, trustee, custodian or other interm ediary for contributions or other assets not included on Form 990, Part X? If “Yes,” explain the arrangement in Part XIII and com plete the following table: Beginning balance Additions during the year Distributions during the year Ending balance Did the organization include an am ount on Form 990, Part X, line 21? If “Yes,” explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII Yes No m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Am o unt m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1c 1d 1e 1f Yes No m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Endowment Funds. Com plete if the organization answered “Yes” to Form 990, Part IV, line 10. Part V (a)Cu rrent year (b)Prior year (c)Two years back (d)Th ree years back (e)Four years back m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1a bc d e f g a b c 3a b Beginning of year balance C o ntributions Net investm ent earnings, gains, and losses Grants or scholarships Other expenditures for facilities and programs Adm inistrative expenses End of year balance I 2 4 Provide the estim ated percentage of the current year end balance (line 1g, column (a)) held as: Board designated or quasi-endowment % Perm anent endowm ent % Tem porarily restricted endowm ent % The percentages in lines 2a, 2b, and 2c should equal 100%. Are there endowm ent funds not in the possession of the organization that are held and administered for the organization by: (i) unrelated organizations (ii) related organizations If “Yes” to 3a(ii), are the related organizations listed as required on Schedule R? Describe in Part XIII the intended uses of the organization’s endowm ent funds. I I Yes No m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 3a(i) 3a(ii) 3b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Land, Buildings, and Equipment. See Form 990, Part X, line 10. Part VI Descrip tion of property (a)Cost or other basis (in vestment) (b) Cost or other basis (other) (c) Accu m u lated d ep reciation (d) Book value m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1a bc d e Land B uildings Leasehold im provements Equipm ent Other m m m m m mI Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).) Sc he dule D (Form 990) 2012 JSA 2 E 1 269 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 828,070,039. 830,414,039. 714,588,039. 644,808,039. 772,576,514.19,233,000. 22,060,000. 21,267,000. 21,926,000. 30,057,268. 75,352,000. 6,174,000. 124,245,000. 76,104,000. -125198623. 31,343,000. 30,578,000. 29,686,000. 28,250,000. 32,627,120. 891,312,039. 828,070,039. 830,414,039. 714,588,039. 644,808,039. 100.0000 X X 118,198,415. 118,198,415. 1075743111. 412,730,659. 663,012,452. 78,098,391. 58,960,038. 19,138,353. 712,041,835. 513,593,311. 198,448,524. 19,656,247. 19,656,247. 1,018,453,991. 06583L 2502 V 12-7.12426054 PAGE 25 Sch ed u le D (Form 990) 2012Page3 Investments – Other Securities. See Form 990, Part X, line 12. Part VII (a) Description of security or category (including name of security) (b) Book value (c) Method of valuation: Cost or end-of-year market value (1) Financial derivatives (2) Closely-held equity interests (3) Other m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m (A) (B) (C) (D) (E) (F) (G) (H) (I) I Total. (Co lu mn (b) must equal Form 990, Part X, col. (B) line 12.) Investments – Program Related. See Form 990, Part X, line 13. Part VIII (a) Description of investment type (b) Book value (c) Method of valuation: Cost or end-of-year market value (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) I Total. (Co lu mn (b ) must equal Form 990, Part X, col. (B) line 13.) Other Assets. See Form 990, Part X, line 15. Part IX (a) Description (b) Book value (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) I Total. (Column (b) must equal Form 990, Part X, col. (B) line 15.) m m m m m m m m m m m m m m m m m m m m m m m m m m Other Liabilities. See Form 990, Part X, line 25. Part X 1.(a) Description of liability (b) Book value (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) Federal income taxes I T otal. (Column (b) must equal Form 990, Part X, col. (B) line 25.) 2 . FIN 4 8 (ASC 740) Footnote. In Part XIII, provide the t ext of the f ootnote to the organization’s f inancial statements that reports the organization’s liability f or uncertain tax positions under FIN 4 8 (ASC 740). Check here if the t ext of the f ootnote has been provided in Part XIII m m m m m m m m m m m JSA Sc he dule D (Form 990) 2012 2 E 1 270 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 FINANCIAL DERIVATIVES -597,000.FMV ALTERNATIVE INVESTMENTS 637,230,000.FMV COMMODITY STRUCTURED NOTE CONT 4,216,000. FMV 640,849,000. PENSION AND POST-RETIREMENT BE 558,379,000. ADVANCES AND OTHER MISC LIABIL 181,512,287. INSURANCE (LOSS RESERVES AND C 107,347,368. SPLIT-INTEREST AGREEMENT LIABI 21,737,885. 868,976,540. X 06583L 2502 V 12-7.12426054 PAGE 26 Sch ed u le D (Form 990) 2012Page4 Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Part XI 1 2 3 4 5 Total revenue, gains, and other support per audited financial statements Am ounts included on line 1 but not on Form 990, Part VIII, line 12: Net unrealized gains on investments Donated services and use of facilities Recoveries of prior year grants Other (Describe in Part XIII.) Add lines 2a t hrough 2d Subtract line 2e from line 1 Am ounts included on Form 990, Part VIII, line 12, but not on line 1 : Investm ent expenses not included on Form 990, Part VIII, line 7b Other (Describe in Part XIII.) Add lines 4a and 4b Total revenue. Add lines 3 and 4c.(This must equal Form 990, Part I, line 12.) 1 2e 3 4c 5 m m m m m m m m m m m m m m m m m a b c d e a b c 2a 2b 2c 2d 4a 4b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Reconciliation of Expenses per Audited Financial Statements With Expenses per Return Part XII 1 2 3 4 5 1 2 3 4 5 Total expenses and losses per audited financial statements Am ounts included on line 1 but not on Form 990, Part IX, line 25: Donated services and use of facilities Prior year adjustments Other losses Other (Describe in Part XIII.) Add lines 2a t hrough 2d Subtract line 2e from line 1 Am ounts included on Form 990, Part IX, line 25, but not on line 1: Investm ent expenses not included on Form 990, Part VIII, line 7b Other (Describe in Part XIII.) Add lines 4a and 4b Total expenses. Add lines 3 and 4c.(This must equal Form 990, Part I, line 18.) 1 2e 3 4c 5 m m m m m m m m m m m m m m m m m m m m m m m m a b c d e a b c 2a 2b 2c 2d 4a 4b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Supplemental Information Part XIII Com plete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part IV, lines 1 b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2 d and 4b; and Part XII, lines 2 d and 4b. Also com plete this part to provide any additional inform ation. Sc he dule D (Form 990) 2012 JSA 2 E 1 271 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 3775417000. 92,181,648. 17,411,899. 253,584,712. 363,178,259.3412238741. 3412238741. 3380583000. 17,411,899. 6,290,621. 23,702,520. 3356880480. 3356880480. SEE PAGE 5 06583L 2502 V 12-7.12426054 PAGE 27 Sch ed u le D (Form 990) 2012Page 5 Supplemental Information (continued) Part XIII Sc he dule D (Form 990) 2012 JSA 2 E 1 226 2. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 SCHEDULE D, PART V ENDOWMENT FUNDS THE AMERICAN NATIONAL RED CROSS HAS MAINTAINED A NATIONAL ENDOWMENT FUND SINCE 1905. SINCE 1910, AS STATED IN THE BYLAWS OF THE ORGANIZATION AND BECAUSE OF PUBLIC DECLARATIONS AS TO THEIR INTENDED USE, GIFTS TO THE AMERICAN NATIONAL RED CROSS NATIONAL HEADQUARTERS UNDER WILLS, TRUSTS, AND SIMILAR INSTRUMENTS WHICH DO NOT DIRECT SOME OTHER USE OF SUCH FUNDS ARE RECORDED AS PERMANENTLY RESTRICTED ENDOWMENT FUNDS TO BE KEPT AND INVESTED AS SUCH IN PERPETUITY. BASED UPON THE MANNER IN WHICH THE ORGANIZATION HAS SOLICITED AND CONTINUES TO SOLICIT SUCH GIFTS, IT HAS BEEN DETERMINED BY INDEPENDENT LEGAL COUNSEL THAT SUCH GIFTS MUST BE PLACED IN THE ENDOWMENT FUND AND REPORTED AS PERMANENTLY RESTRICTED NET ASSETS. THE AMERICAN NATIONAL RED CROSS MAKES DISTRIBUTIONS FROM INCOME EARNED ON THE ENDOWMENT FUND FOR CURRENT OPERATIONS. SCHEDULE D, PART X OTHER LIABILITIES ASC 740 (FORMER FIN 48) ON JULY 1, 2007, THE AMERICAN NATIONAL RED CROSS ADOPTED THE PROVISIONS OF ACCOUNTING STANDARDS CODIFICATION (ASC) TOPIC 740, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. ASC 740 REQUIRES THAT A TAX POSITION BE RECOGNIZED ON A ‘MORE-LIKELY-THAN-NOT’ THRESHOLD. THIS APPLIES TO POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE IMPLEMENTATION OF ASC 740 HAD NO IMPACT ON THE AMERICAN NATIONAL RED CROSS’ AUDITED STATEMENT OF FINANCIAL POSITION OR STATEMENT OF ACTIVITIES. THE RED CROSS DOES NOT BELIEVE ITS FINANCIAL STATEMENTS INCLUDE (OR REFLECT) ANY UNCERTAIN TAX POSITIONS. 06583L 2502 V 12-7.12426054 PAGE 28 Sch ed u le D (Form 990) 2012Page 5 Supplemental Information (continued) Part XIII Sc he dule D (Form 990) 2012 JSA 2 E 1 226 2. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 SCHEDULE D, PART XI, LINE 2D AND PART XII, LINE 2D OTHER THIS AMOUNT REPRESENTS EMPLOYEE RETIREMENT SYSTEM PENSION AND POST-RETIREMENT BENEFIT PLAN GAINS/LOSSES PER PROVISIONS OF ASC 715 (FORMER FASB 87 AND 106) AND RENTAL REAL ESTATE RELATED EXPENSES. 06583L 2502 V 12-7.12426054 PAGE 29 Statement of Activities Outside the United StatesOMB No. 1 5 4 5 -0 0 4 7 SCHEDULE F ( Form 990) IComplete if the organization answ ered “Yes” to Form 990, Part IV, line 14b, 15, or 16. À¾µ¶ I I Open to Public At tach to Form 990. See separate instructions. Dep artm en t of the Treasury In ternal Revenue Service Inspection Nam e of th e organization Employer identification number General Information on Activities Outside the United States. Com plete if the organization answered “Yes” to Form 990, Part IV, line 14b. Part I 1 2 For grantmakers. Does the organization m aintain records to substantiate the am ount of its grants and o ther assistance, the grantees’ e lig ibility for the grants or assistance, and the selection criteria used to award t he grants or assistance? Yes No m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m For grantmakers. Describe in Part V the organization’s procedures for m o nitoring the use of its grants and o ther assistance outside the United States. 3 Activities per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.) (a) Region (b) Nu m b er of offices in the reg ion (c) Nu m b er of em ployees, agents, and in dependent con tractors in region (d) Activities conducted in reg ion (by type) (e.g., fu n d raising, program services, in vestments, g ran ts to recipients located in the region) (e) If activity listed in (d) is a p rog ram service, d escrib e sp ecific type of service(s) in region (f) Total exp en d itures for an d investments in region ( 1) ( 2) ( 3) ( 4) ( 5) ( 6) ( 7) ( 8) ( 9) ( 10) ( 11) ( 12) ( 13) ( 14) ( 15) ( 16) ( 17) 3 ab c Sub-total m m m m m m m m m m m Total from c o nt inuation sheets to Part I m m m m m m m Totals (add lines 3a and 3b) For Paperw ork Reduction Act Notice, see the Instructions for Form 990. S c h e d ule F (Form 990) 2012 JSA 2 E 1 274 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 CHAPTERS AND BRANCHES X CENTRAL AMERICA/CARIBBEAN 3.25. PROGRAM SERVICES DISASTER PREPAREDNESS 31,551,647. EAST ASIA AND THE PACIFIC 6.8. PROGRAM SERVICES DISASTER RESPONSE7,842,226. EUROPE 1.1. PROGRAM SERVICES DISASTER RESPONSE 472,899. MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICESDISASTER RESPONSE 1,924,413. RUSSIA/INDEPENDENT STATES 3.1. PROGRAM SERVICES DISASTER PREPAREDNESS 2,041,483. SOUTH AMERICA 2.2. PROGRAM SERVICES DISASTER PREPAREDNESS 3,551,206. SOUTH ASIA 1.1. PROGRAM SERVICES DISASTER PREPAREDNESS 1,163,864. SUB-SAHARAN AFRICA 4.7. PROGRAM SERVICES DISASTER PREPAREDNESS 6,860,088. CENTRAL AMERICA/CARIBBEAN INVESTMENTS260,084,504. EAST ASIA AND THE PACIFIC INVESTMENTS36,363,036. EUROPE INVESTMENTS67,961,882. MIDDLE EAST AND NORTH AFRICA INVESTMENTS1,634,094. NORTH AMERICA INVESTMENTS4,850,943. SOUTH AMERICA INVESTMENTS508,702. SOUTH ASIA INVESTMENTS718,041. CENTRAL AMERICA/CARIBBEAN INSURANCE35,683,072. 20. 45. 463,212,100. 20. 45. 463,212,100. 06583L 2502 V 12-7.12426054 PAGE 30 Sch ed u le F (Form 990) 2012Page2 Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 9 9 0 , Part IV, line 1 5 , for any recipient who received more than $ 5 ,0 0 0 . Part II can be duplicated if additional space is needed. Part II (i) Meth od of valu ation (book, FMV, appraisal, oth er) (f) Man n er of cash d isbursement (g) Am ou n t of non-cash assistance (h) Description of non-cash assistance (a) Nam e of org an ization (b) IRS code section and EIN (if ap p licable) (c) Region (d) Purpose of g rant (e) Am ou n t of cash grant 1 ( 1) ( 2) ( 3) ( 4) ( 5) ( 6) ( 7) ( 8) ( 9) ( 10) ( 11) ( 12) ( 13) ( 14) ( 15) ( 16) 2 Enter total num ber of r ecipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for whic h the grantee or counsel has provided a section 501(c)(3) equivalency letter I I m m m m m m m m m m m m m m m m m m m m m 3 Enter total num ber of other organizations or entities m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Sc he dule F (Form 990) 2012 JSA 2 E 1 275 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 DISASTER EUROPE/ICELAND/GREENLAND RESPONSE 12,758,758.N/A DISASTER EUROPE/ICELAND/GREENLAND RESPONSE 308,391.N/A DISEASE RUSSIA/NEWLY IND. STATES CONTROL 44,191.N/A DISEASE RUSSIA/NEWLY IND. STATES CONTROL 52,960.N/A DISASTER RUSSIA/NEWLY IND. STATES PREPAREDNESS 369,643.N/A ORGANIZATION RUSSIA/NEWLY IND. STATES PREPAREDNESS 5,698.N/A DISEASE RUSSIA/NEWLY IND. STATES CONTROL 348,006.N/A DISASTER RUSSIA/NEWLY IND. STATES PREPAREDNESS 27,788.N/A DISEASE RUSSIA/NEWLY IND. STATES CONTROL 223,430.N/A DISASTER MIDDLE EAST/NORTH AFRICA PREPAREDNESS 100,000.N/A DISASTER MIDDLE EAST/NORTH AFRICA RESPONSE 100,000.N/A DISEASE EAST ASIA/PACIFIC CONTROL38,581. N/A DISASTER EAST ASIA/PACIFIC PREPAREDNESS764,609. N/A DISASTER EAST ASIA/PACIFIC RESPONSE2,204,999. N/A DISASTER SOUTH ASIA PREPAREDNESS362,178. N/A DISASTER EAST ASIA/PACIFIC PREPAREDNESS688,283. N/A 06583L 2502 V 12-7.12426054 PAGE 31 Sch ed u le F (Form 990) 2012Page2 Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 9 9 0 , Part IV, line 1 5 , for any recipient who received more than $ 5 ,0 0 0 . Part II can be duplicated if additional space is needed. Part II (i) Meth od of valu ation (book, FMV, appraisal, oth er) (f) Man n er of cash d isbursement (g) Am ou n t of non-cash assistance (h) Description of non-cash assistance (a) Nam e of org an ization (b) IRS code section and EIN (if ap p licable) (c) Region (d) Purpose of g rant (e) Am ou n t of cash grant 1 ( 1) ( 2) ( 3) ( 4) ( 5) ( 6) ( 7) ( 8) ( 9) ( 10) ( 11) ( 12) ( 13) ( 14) ( 15) ( 16) 2 Enter total num ber of r ecipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for whic h the grantee or counsel has provided a section 501(c)(3) equivalency letter I I m m m m m m m m m m m m m m m m m m m m m 3 Enter total num ber of other organizations or entities m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Sc he dule F (Form 990) 2012 JSA 2 E 1 275 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 DISASTER CENT. AMERICA/CARIBBEAN PREPAREDNESS 459,381.N/A DISASTER CENT. AMERICA/CARIBBEAN PREPAREDNESS 245,312.N/A DISASTER SOUTH AMERICA PREPAREDNESS439,905. N/A DISASTER SOUTH AMERICA PREPAREDNESS472,685. N/A DISASTER CENT. AMERICA/CARIBBEAN PREPAREDNESS 290,447.N/A DISASTER SOUTH AMERICA PREPAREDNESS286,111. N/A DISASTER CENT. AMERICA/CARIBBEAN PREPAREDNESS 362,429.N/A WATER & CENT. AMERICA/CARIBBEAN SANITATION 14,750.N/A DISEASE SOUTH AMERICA CONTROL277,963. N/A DISEASE CENT. AMERICA/CARIBBEAN CONTROL 1,216,052.N/A WATER & CENT. AMERICA/CARIBBEAN SANITATION 17,491.N/A DISEASE CENT. AMERICA/CARIBBEAN CONTROL 164,826.N/A DISASTER CENT. AMERICA/CARIBBEAN PREPAREDNESS 85,334.N/A DISASTER CENT. AMERICA/CARIBBEAN RESPONSE 284,088.N/A DISASTER SOUTH AMERICA PREPAREDNESS151,084. N/A DISASTER SOUTH AMERICA RESPONSE198,074. N/A 06583L 2502 V 12-7.12426054 PAGE 32 Sch ed u le F (Form 990) 2012Page2 Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 9 9 0 , Part IV, line 1 5 , for any recipient who received more than $ 5 ,0 0 0 . Part II can be duplicated if additional space is needed. Part II (i) Meth od of valu ation (book, FMV, appraisal, oth er) (f) Man n er of cash d isbursement (g) Am ou n t of non-cash assistance (h) Description of non-cash assistance (a) Nam e of org an ization (b) IRS code section and EIN (if ap p licable) (c) Region (d) Purpose of g rant (e) Am ou n t of cash grant 1 ( 1) ( 2) ( 3) ( 4) ( 5) ( 6) ( 7) ( 8) ( 9) ( 10) ( 11) ( 12) ( 13) ( 14) ( 15) ( 16) 2 Enter total num ber of r ecipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for whic h the grantee or counsel has provided a section 501(c)(3) equivalency letter I I m m m m m m m m m m m m m m m m m m m m m 3 Enter total num ber of other organizations or entities m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Sc he dule F (Form 990) 2012 JSA 2 E 1 275 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 DISASTER CENT. AMERICA/CARIBBEAN PREPAREDNESS 140,293.N/A DISASTER SUB-SAHARAN AFRICA PREPAREDNESS14,891. N/A DISEASE SUB-SAHARAN AFRICA CONTROL161,054. N/A DISEASE SUB-SAHARAN AFRICA CONTROL458,324. N/A ORGANIZATION SUB-SAHARAN AFRICA DEVELOPMENT168,404. N/A DISEASE SUB-SAHARAN AFRICA CONTROL109,706. N/A DISASTER SUB-SAHARAN AFRICA PREPAREDNESS14,638. N/A DISEASE SUB-SAHARAN AFRICA CONTROL1,092,055. N/A DISEASE SUB-SAHARAN AFRICA CONTROL917,101. N/A DISASTER SUB-SAHARAN AFRICA PREPAREDNESS181,389. N/A WATER & CENT. AMERICA/CARIBBEAN SANITATION 799,412.N/A WATER & CENT. AMERICA/CARIBBEAN SANITATION 619,658.N/A SHELTERS/ CENT. AMERICA/CARIBBEAN REBUILDING 294,572.N/A SHELTERS/ CENT. AMERICA/CARIBBEAN REBUILDING 1,120,000.N/A SHELTERS/ CENT. AMERICA/CARIBBEAN REBUILDING 3,349,024.N/A SHELTERS/ CENT. AMERICA/CARIBBEAN REBUILDING 58,638.N/A 06583L 2502 V 12-7.12426054 PAGE 33 Sch ed u le F (Form 990) 2012Page2 Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 9 9 0 , Part IV, line 1 5 , for any recipient who received more than $ 5 ,0 0 0 . Part II can be duplicated if additional space is needed. Part II (i) Meth od of valu ation (book, FMV, appraisal, oth er) (f) Man n er of cash d isbursement (g) Am ou n t of non-cash assistance (h) Description of non-cash assistance (a) Nam e of org an ization (b) IRS code section and EIN (if ap p licable) (c) Region (d) Purpose of g rant (e) Am ou n t of cash grant 1 ( 1) ( 2) ( 3) ( 4) ( 5) ( 6) ( 7) ( 8) ( 9) ( 10) ( 11) ( 12) ( 13) ( 14) ( 15) ( 16) 2 Enter total num ber of r ecipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for whic h the grantee or counsel has provided a section 501(c)(3) equivalency letter I I m m m m m m m m m m m m m m m m m m m m m 3 Enter total num ber of other organizations or entities m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Sc he dule F (Form 990) 2012 JSA 2 E 1 275 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 SHELTERS/ CENT. AMERICA/CARIBBEAN REBUILDING 275,682.N/A DISEASE CENT. AMERICA/CARIBBEAN CONTROL 194,835.N/A DISEASE CENT. AMERICA/CARIBBEAN CONTROL 256,765.N/A DISASTER CENT. AMERICA/CARIBBEAN PREPAREDNESS 26,455.N/A GENERAL CENT. AMERICA/CARIBBEAN HEALTH 406,689.N/A GENERAL CENT. AMERICA/CARIBBEAN HEALTH 1,800,804.N/A GENERAL CENT. AMERICA/CARIBBEAN HEALTH 9,011.N/A GENERAL CENT. AMERICA/CARIBBEAN HEALTH 1,242,000.N/A DISASTER EAST ASIA/PACIFIC PREPAREDNESS162,263. N/A DISASTER SOUTH ASIA PREPAREDNESS110,868. N/A DISEASE SUB-SAHARAN AFRICA CONTROL2,000,000. N/A DISASTER SOUTH ASIA PREPAREDNESS82,121. N/A 06583L 2502 V 12-7.12426054 PAGE 34 Sch ed u le F (Form 990) 2012Page3 Grants and Other Assistance to Individuals Outside the United States. Com plete if the organization answered “Yes” to Form 990, Part IV, line 16. Part III can be duplicated if additional space is needed. Part III (e) Man n er of cash d isbursement (f) Am ou n t of non-cash assistance (g) Description of non-cash assistance (h) Meth od of valu ation (book, FMV, appraisal, oth er) (a) Typ e of grant or assistance (b) Region (c) Nu m b er of recipients (d) Am ou n t of cash grant ( 1) ( 2) ( 3) ( 4) ( 5) ( 6) ( 7) ( 8) ( 9) ( 10) ( 11) ( 12) ( 13) ( 14) ( 15) ( 16) ( 17) ( 18) Sc he dule F (Form 990) 2012 JSA 2 E 1 276 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 06583L 2502 V 12-7.12426054 PAGE 35 Sch ed u le F (Form 990) 2012Page4 Foreign Forms Part IV 1 Was the organization a U.S. transferor of property to a f oreign corporation during the tax year? If “Yes,” the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926) YesNo m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 2 Did the organization have an interest in a f oreign trust during the tax year? If “Yes,” the organization may be required to file Form 3 520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust W ith a U.S. Owner (see Instructions for Forms 3 5 2 0 and 3520-A) YesNo m m m m m m m m m m m m m m m m m m m m m m m 3 Did the organization have an ownership interest in a f oreign corporation during the tax year? If “Yes,” the organization may be required to file Form 5 471, Information Return of U.S. Persons W ith Respect To Certain Foreign Corporations. (see Instructions for Form 5 471) YesNo m m m m m m m m m m m m m m m m m m m m m 4 Was the organization a direct or indirect shareholder of a passive f oreign investment company or a qualif ied electing f und during the tax year? If “Yes,” the organization may be required to file Form 8 6 21, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8 621) YesNo m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 5 Did the organization have an ownership interest in a f oreign partnership during the tax year? If “Yes,” the organization may be required to file Form 8 865, Return of U.S. Persons W ith Respect To Certain Foreign Partnerships. (see Instructions for Form 8 865) YesNo m m m m m m m m m m m m m m m m m m m m m m m m m 6 Did the organization have any operations in or related to any boycotting countries during the tax year? If “Yes,” the organization may be required to file Form 5 713, International Boycott Report (see Instructions for Form 5 713) YesNo m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Sc he dule F (Form 990) 2012 JSA 2 E 1 277 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 XX X X X X 06583L 2502 V 12-7.12426054 PAGE 36 Sch ed u le F (Form 990) 2012Page5 Supplemental Information Com plete this part to provide the inform ation required by Part I, line 2 (m onitoring of funds); Part I, line 3, column (f) Part V (accounting m ethod; am ounts of investm ents vs. expenditures per region); Part II, line 1 (accounting m ethod); Part III (accounting m ethod); and Part III, c o lum n (c) (estimated num ber of recipients), as applicable. Also com plete this part t o provide any additional inform ation (see instructions). Sc he dule F (Form 990) 2012 JSA 2 E 1 502 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 SCHEDULE F, PART I, LINE 2 PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE U.S. THE INTERNATIONAL SERVICES DEPARTMENT OF THE AMERICAN RED CROSS HAS AN ESTABLISHED STANDARD OPERATING PROCEDURE REQUIRING THE USE OF A SUB-RECIPIENT MONITORING CHECKLIST TO MONITOR SUB-RECIPIENTS UNDER FEDERALLY, PUBLICLY AND PRIVATELY-FUNDED PROJECT AGREEMENTS ON A MONTHLY BASIS. GENERALLY, AMERICAN NATIONAL RED CROSS COUNTRY OR REGIONAL REPRESENTATIVES (CR/RRS) ARE RESPONSIBLE FOR MONITORING SUB-RECIPIENT COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB-RECIPIENT PROJECT AGREEMENT, FOR ADDRESSING INSTANCES OF NON-COMPLIANCE, AND FOR DOCUMENTING THIS MONITORING AND RELATED CORRECTIVE ACTIONS IN THE MONITORING CHECKLIST. IN LOCATIONS OF SUB-RECIPIENT ACTIVITY WHERE THERE IS NO CR/RR, THE REGIONAL DIRECTOR (RD) WILL DESIGNATE AN APPROPRIATE STAFF PERSON (E.G., DELEGATE OR PROGRAM OFFICER) TO FULFILL THESE RESPONSIBILITIES. PRIOR TO INCEPTION OF PROJECT ACTIVITIES, THE CR/RR CREATES A CHECKLIST OF ALL SUB-RECIPIENT CONTRACTUAL OBLIGATIONS STIPULATED IN THE PROJECT AGREEMENT, TO INCLUDE FINANCIAL AND PROGRAMMATIC REPORTING, AS WELL AS OTHER MONITORING AND NON-CONTRACTUAL ACTIVITIES. THE CR/RR IS RESPONSIBLE FOR COMPLETING THE CHECKLIST ON A MONTHLY BASIS, ON TIME, WITH CLEAR AND TIMELY COMMUNICATIONS TO THE PROGRAM OFFICER (PO) ON ISSUES AND ACTION PLANS. 06583L 2502 V 12-7.12426054 PAGE 37 OMB No. 1 5 4 5 -0 0 4 7 Supplemental Information Regarding Fundraising or Gaming Activities SCHEDULE G ( Form 990 or 990-EZ) À¾µ¶ Com ple te if the organization answered “Yes” to Form 990, Part IV, lines 17, 18, or 19, or if the orga niza tion entered more than $15,000 on Form 990-EZ, line 6a. Open to Public Dep artm en t of the Treasury II Atta c h to Form 990 or Form 990-EZ. See separate instructions. In ternal Revenue Service Inspection Nam e of th e organization Employer identification number Fundraising Activities. Complete if the organization answered “Yes” to Form 990, Part IV, line 17. Form 990-EZ filers are not required to complete this part. Part I 1 Indicate whether the organization raised funds through any of the following activities. Check all that apply. a b c d Ma il solicitations Internet and em ail solicitations Phone solicitations In-person solicitations e f g Solicitation of non-governm ent grants Solicitation of governm ent grants Special fundraising events a 2 Did the organization have a written or oral agreem ent with any individual (including officers, directors, trustees or k ey em ployees listed in Form 990, Part VII) or entity in connection with professional fundraising services? Yes No b If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under whic h the fundraiser is to be com pensated at least $ 5 , 0 0 0 by the organization. (v) Am ou n t paid to (or retained by) fu n d raiser listed in col. (i) (iii) Did fundraiser have cu stod y or con trol of con tributions? (vi) Am ou n t paid to (or retained by) org an ization (i) Nam e an d address of individual or en tity (fundraiser) (iv) Gross receipts from activity (ii) Activity Yes No 1 2 3 4 5 6 7 8 9 10 I Total m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 3 List all states in whic h the organization is registered or licensed to s olicit c o nt ributions or has been no tified it is exem pt from registration or licensing. Pa pe rw ork Re duction Act Notice, see the Instructions for Form 990 or 990-EZ. Sc he dule G (Form 990 or 990-EZ) 2012 JSA 2 E 1 281 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 06583L 2502 V 12-7.12426054 PAGE 38 Sch ed u le G (Form 990 or 990-EZ) 2012Page2 Fundraising Events. Com plete if the organization answered “Yes” to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross incom e on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000. Part II (a) Event #1 (b) Event #2 (c) Other events (d) Total events (add col. (a) through col. (c)) (event type) (event type)(t otal number) 1 2 3 Gross receipts Less: Contributions Gross incom e (line 1 minus line 2) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Revenue 4 5 6 7 8 9 10 11 Cash prizes Noncash prizes R e nt/facility costs Food and beverages Entertainm ent Other direct expenses Direct expense sum m ary. Add lines 4 through 9 in column (d) Net incom e sum m ary. Com bine line 3, colum n (d), and line 10 m m m m m m m m m m m m m m m m m m m m m m m m m mm m m m m m m m m mm m m m m m m m m m m m m m m m m m m m m m m m m m m m m I( ) m m m m m m m m m m m m m m m m m m m m m I m m m m m m m m m m m m m m m m m m m m m Direct Expenses Gaming. Com plete if the organization answered “Yes” to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a. Part III (d) Total gaming (add col. (a) through col. (c)) (b) Pu ll tab s/instant b in g o/p rog ressive bingo (c) Other gaming (a) Bingo 1 2 3 Gross revenue Cash prizes Noncash prizes m m m m m m m m m m m m Revenue m m m m m m m m m m m m m m m m m m m m m m m m m 4 5 6 7 8 R e nt/facility costs Other direct expenses Volunteer labor Direct expense sum m ary. Add lines 2 through 5 in column (d) Net gam ing incom e sum m ary. Com bine line 1, colum n d, and line 7 m m m m m m m m m m m m m m m m m m Direct Expenses Yes N o Yes N oYes N o % %% m m m m m m m m m m m () I m m m m m m m m m m m m m m m m m m m m m I m m m m m m m m m m m m m m m m m m 9 10 Enter the state(s) in which the organization operates gaming activities: Is the organization licensed to operate gam ing activities in each of these states? If “No,” explain: W ere any of the organization’s gam ing licenses revok ed, suspended or terminated during the tax year? If “Yes,” explain: a b Yes No m m m m m m m m m m m m m m m m m a b Yes No m m m m Sc he dule G (Form 990 or 990-EZ) 2012 JSA 2 E 1 282 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 HERO BRKFST CHI PALM BEACH BAL 490. 993,574. 895,001. 31,432,580. 33,321,155. 966,748. 241,000. 22,825,970. 24,033,718. 26,826. 654,001. 8,606,610. 9,287,437. 85,487.85,487. 14,676. 344,458. 359,134. 275. 2,098,620. 2,098,895. 25,460. 219,010. 2,796,279. 3,040,749. 19,348. 898,549. 917,897. 1,091. 93,306. 3,129,733. 3,224,130. 9,726,292.-438,855. 210,027. 389,464. 220,755. 820,246. 122,134. 292,103. 34,940. 449,177. 6,349. 40,689.47,038. 10,955. 10,955. 102,433. 10,812. 39,974. 153,219. X 100.0000 X 100.0000 X 95.0000 660,389.159,857. SEE SUPPLEMENTAL PAGE X X 06583L 2502 V 12-7.12426054 PAGE 39 Sch ed u le G (Form 990 or 990-EZ) 2012Page3 11 12 Does the organization operate gam ing activities with nonmembers? Is the organization a grantor, beneficiary or trustee of a trust or a m em ber of a partnership or other entity form ed to adm inister charitable gaming? Yes No m m m m m m m m m m m m m m m m m m m m m m m m Yes No m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 13 14 Indicate the percentage of gam ing activity operated in: The organization’s facility An outside facility a b 1 3a 1 3b% % m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Enter the nam e and address of the person who prepares the organization’s gaming/special events books and records: I Name Address I 15 a b c Does the organization have a contract wit h a t hird party from who m the organization receives gam ing revenue? Yes No m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I If “Yes,” enter the am ount of gam ing revenue received by the organization $ and the I am ount of gam ing revenue retained by the third party $ . If “Yes,” enter nam e and address of the third party: I Name Address I 16 Gaming m anager inform ation: I Name I Gam ing m anager com pensation $ I Description of services provided D ir e c t o r /officer Em ployeeIndependent contractor 17 Mandatory distributions: a b Is the organization required under state la w to make charitable d istributions from the gam ing proceeds t o retain the state gam ing license? Yes No m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Enter the am ount of d istributions required under state la w to be d istributed to other exem pt organizations or spent in the organization’s o wn exem pt activities d uring the tax year $ I Supplemental Information. Com plete this part to provide the explanation required by Part I, line 2b, colum ns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions). Part IV Sc he dule G (Form 990 or 990-EZ) 2012 JSA 2 E 1 503 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 X X 100.0000 BRIAN RHOA 430 17TH STREET NW WASHINGTON, DC 20006 X N/A X SCHEDULE G, PART III-STATES IN WHICH ORG. OPERATES GAMING ACTIVITIES GA,HI,IL,IN,KY,ME,MA,NH,NC,OH,PA,TN, 06583L 2502 V 12-7.12426054 PAGE 40 OMB No. 1 5 4 5 -0 0 4 7 SCHEDULE I (Form 990) Grants and Other Assistance to Organizations, Governments, and Individuals in the United States À¾µ¶ Complete if the organization answ ered “Yes” to Form 990, Part IV, line 21 or 22. At t ach to Form 990. Open to Public Dep artm en t of the Treasury In ternal Revenue Service I Inspection Nam e of th e organization Employer identification number General Information on Grants and Assistance Part I 1 2 Does the organization m aintain records to substantiate the am ount of the grants or assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? Describe in Part IV the organization’s procedures for m onitoring the use of grant funds in the United States. m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Yes No Grants and Other Assistance to Governments and Organizations in the United States. Com plete if the organization answered “Yes” to Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed. Part II (a) Name and address of organization or government (f) Met h od of valuation (book, FMV, appraisal, ot her) (c) IRC section if applicable (e) Amou n t of non- cash assistance (g) Descrip tion of non-cash assistance (h) Pu rpose of grant or assistance (b) EIN (d)Amou n t of cash g rant 1 ( 1) ( 2) ( 3) ( 4) ( 5) ( 6) ( 7) ( 8) ( 9) ( 10) ( 11) ( 12) I I 2 3 Enter total num ber of section 501(c)(3) and governm ent organizations listed in the line 1 table Enter total num ber of other organizations listed in the line 1 table m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m For Paperw ork Reduction Act Notice, see the Instructions for Form 990. S c h e d ule I (Form 990) (2012) JSA 2 E 1 288 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 X 06583L 2502 V 12-7.12426054 PAGE 41 Sch ed u le I (Form 990) (2012)Page 2 Grants and Other Assistance to Individuals in the United States. Com plete if the organization answered “Yes” on Form 990, Part IV, line 22. Part III can be duplicated if additional space is needed. Part III (f) Description of non-cash assistance (a) Typ e of grant or assistance (e) Met h od of valuation (book, F MV, appraisal, other) (b) Nu m b er of recipients (d) Amou n t of non-cash assistance (c) Am ou n t of cash grant 1 2 3 4 5 6 7 Supplemental Information. Com plete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information. Part IV Sc he dule I (Form 990) (2012) JSA 2 E 1 504 2. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 DISASTER RELIEF PAYMENTS 170,344,637.N/A SCHEDULE I, PART I, LINE 2 MONITORING GRANTS AMERICAN NATIONAL RED CROSS PROVIDED FINANCIAL ASSISTANCE TO VICTIMS OF OVER 61,000 DISASTERS. DOMESTIC DISASTER RESPONSE AT THE AMERICAN RED CROSS HAS ESTABLISHED PROCEDURES FOR PROVIDING FINANCIAL ASSISTANCE TO CLIENTS. DURING THE EMERGENCY PHASE, THE RED CROSS PROVIDES ASSISTANCE IN THE FORM OF MASS CARE (E.G., FEEDING AND SHELTERING) BASED ON STATED NEEDS. AS WE MOVE TOWARDS THE RECOVERY PHASE, THE RED CROSS PROVIDES INDIVIDUAL ASSISTANCE 06583L 2502 V 12-7.12426054 PAGE 42 Sch ed u le I (Form 990) (2012)Page 2 Grants and Other Assistance to Individuals in the United States. Com plete if the organization answered “Yes” on Form 990, Part IV, line 22. Part III can be duplicated if additional space is needed. Part III (f) Description of non-cash assistance (a) Typ e of grant or assistance (e) Met h od of valuation (book, F MV, appraisal, other) (b) Nu m b er of recipients (d) Amou n t of non-cash assistance (c) Am ou n t of cash grant 1 2 3 4 5 6 7 Supplemental Information. Com plete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information. Part IV Sc he dule I (Form 990) (2012) JSA 2 E 1 504 2. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 BASED ON VERIFIED NEED AND IDENTIFICATION THROUGH CASE MANAGEMENT. THE AMERICAN RED CROSS PLACED THE PROPER CONTROL PROCEDURES AROUND MONITORIN G THE USE OF FINANCIAL ASSISTANCE IN THE UNITED STATES. 06583L 2502 V 12-7.12426054 PAGE 43 Sch ed u le I (Form 990) (2012)Page 2 Grants and Other Assistance to Individuals in the United States. Com plete if the organization answered “Yes” on Form 990, Part IV, line 22. Part III can be duplicated if additional space is needed. Part III (f) Description of non-cash assistance (a) Typ e of grant or assistance (e) Met h od of valuation (book, F MV, appraisal, other) (b) Nu m b er of recipients (d) Amou n t of non-cash assistance (c) Am ou n t of cash grant 1 2 3 4 5 6 7 Supplemental Information. Com plete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information. Part IV Sc he dule I (Form 990) (2012) JSA 2 E 1 504 2. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 SCHEDULE I, PART IV DISBURSEMENT IN FURTHERANCE OF CHARITABLE PROGRAMS AND GRANTS PURSUANT TO THE CONGRESSIONAL CHARTER OF THE AMERICAN NATIONAL RED CROSS (36 U.S.C. 3 FIFTH), THE ORGANIZATION CARRIES OUT A SYSTEM OF NATIONAL AND INTERNATIONAL RELIEF TO MITIGATE OR PREVENT SUFFERING CAUSED BY DISASTERS. DISASTER VICTIMS QUALIFY TO RECEIVE SUCH ASSISTANCE BASED ON EITHER OBVIOUS CIRCUMSTANCES, SUCH AS APPARENT NEED FOR FOOD, CLOTHING O R SHELTER, OR A CASEWORK PROCESS IN WHICH THE NATURE AND EXTENT OF THE DISASTER-CAUSED NEEDS FOR RED CROSS AID ARE DETERMINED IN THE LIGHT OF OTHER AVAILABLE RESOURCES AND THE ABILITY OF THE VICTIMS TO ASSIST 06583L 2502 V 12-7.12426054 PAGE 44 Sch ed u le I (Form 990) (2012)Page 2 Grants and Other Assistance to Individuals in the United States. Com plete if the organization answered “Yes” on Form 990, Part IV, line 22. Part III can be duplicated if additional space is needed. Part III (f) Description of non-cash assistance (a) Typ e of grant or assistance (e) Met h od of valuation (book, F MV, appraisal, other) (b) Nu m b er of recipients (d) Amou n t of non-cash assistance (c) Am ou n t of cash grant 1 2 3 4 5 6 7 Supplemental Information. Com plete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information. Part IV Sc he dule I (Form 990) (2012) JSA 2 E 1 504 2. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 THEMSELVES. CONTRIBUTIONS TO OTHER ORGANIZATIONS CONSIST PRIMARILY OF THOSE MADE TO THE INTERNATIONAL COMMITTEE OF THE RED CROSS, THE INTERNATIONAL FEDERATION OF RED CROSS AND RED CRESCENT SOCIETIES AND NATIONAL RED CROSS SOCIETIES OF OTHER COUNTRIES. CONTRIBUTIONS MAY BE MADE FOR A VARIETY OF PURPOSES, INCLUDING REGULAR FINANCIAL SUPPORT AND DISASTER RELIEF ASSISTANCE. THE AMERICAN RED CROSS HAS ONGOING RELATIONSHIPS WITH ALL SUCH RED CROSS ORGANIZATIONS WHICH ARE GOVERNED B Y HUMANITARIAN PRINCIPLES AND QUALIFY FOR SUCH ASSISTANCE. PURSUANT TO ITS CONGRESSIONAL CHARTER (36 U.S.C. 3 FOURTH), THE AMERICAN NATIONAL RED CROSS ALSO ACTS IN MATTERS OF VOLUNTARY RELIEF AND IN ACCORD WITH THE 06583L 2502 V 12-7.12426054 PAGE 45 Sch ed u le I (Form 990) (2012)Page 2 Grants and Other Assistance to Individuals in the United States. Com plete if the organization answered “Yes” on Form 990, Part IV, line 22. Part III can be duplicated if additional space is needed. Part III (f) Description of non-cash assistance (a) Typ e of grant or assistance (e) Met h od of valuation (book, F MV, appraisal, other) (b) Nu m b er of recipients (d) Amou n t of non-cash assistance (c) Am ou n t of cash grant 1 2 3 4 5 6 7 Supplemental Information. Com plete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information. Part IV Sc he dule I (Form 990) (2012) JSA 2 E 1 504 2. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 MILITARY AUTHORITIES TO PROVIDE COMMUNICATIONS AND WELFARE ASSISTANCE TO MEMBERS OF THE ARMED FORCES OF THE UNITED STATES, THEIR FAMILIES AND VETERANS. ASSISTANCE TO THIS GROUP IS DETERMINED GENERALLY ON THE BASIS OF THEIR MILITARY, VETERAN OR DEPENDENT STATUS AND THE PARTICULAR NEEDS RELATED THERETO AS REVEALED THROUGH CASEWORK AND SIMILAR MEANS. NO MEMBE R OF, OR CONTRIBUTOR TO, THE RED CROSS IS ELIGIBLE FOR ANY OF THE ABOVE TYPES OF ASSISTANCE NOT AVAILABLE TO PERSONS WHO ARE NOT MEMBERS OF, OR CONTRIBUTORS TO, THE RED CROSS, AND NO ACCOUNT IS TAKEN OR RECORDS MAINTAINED AS TO WHETHER RECIPIENTS ARE MEMBERS OF, OR CONTRIBUTORS TO, THE RED CROSS OR RELATED TO CORPORATE DIRECTORS, OFFICERS, EMPLOYEES OR 06583L 2502 V 12-7.12426054 PAGE 46 Sch ed u le I (Form 990) (2012)Page 2 Grants and Other Assistance to Individuals in the United States. Com plete if the organization answered “Yes” on Form 990, Part IV, line 22. Part III can be duplicated if additional space is needed. Part III (f) Description of non-cash assistance (a) Typ e of grant or assistance (e) Met h od of valuation (book, F MV, appraisal, other) (b) Nu m b er of recipients (d) Amou n t of non-cash assistance (c) Am ou n t of cash grant 1 2 3 4 5 6 7 Supplemental Information. Com plete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information. Part IV Sc he dule I (Form 990) (2012) JSA 2 E 1 504 2. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 DONORS. 06583L 2502 V 12-7.12426054 PAGE 47 Compensation InformationOMB No. 1 5 4 5 -0 0 4 7 SCHEDULE J (Form 990) For certain Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees Complete if the organization answ ered “Yes” to Form 990, Part IV, line 23. I À¾µ¶ Open to Public Inspection Dep art ment of the Treasury In t ernal Revenue Service Attach to Form 990. See separate instructions. I I Nam e of th e organization Employer identification number Questions Regarding Compensation Part I Yes No 1a Check the appropriate box(es) if the organization provided any of the following to or for a person listed in Form 990, Part VII, Section A, line 1a. Com plete Part III to provide any relevant information regarding these items. First-class or charter travel Travel for com panions Tax indem nification and gross-up payments Discretionary spending account Housing allowance or residence for personal use Paym ents for business use of personal residence Health or social club dues or initiation fees Personal services (e.g., maid, chauffeur, chef) b If any of the boxes on line 1a are checked, did the organization f o llo w a wr it t e n p olicy regarding paym ent or reim bursem ent or provision of all of the expenses described above? If “No,” com plete Part III t o e xplain 1b 2 4a 4b 4c 5a 5b 6a 6b 7 8 9 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 2 Did the organization require substantiation prior to reim bursing or a llo wing expenses incurred by all officers, directors, trustees, and the CEO/Executive Director, regarding the item s checked in line 1a? m m m m m m m m m m m 3 Indicate which, if any, of the following the filing organization used to establish the com pensation of the organization’s CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a related organization to establish com pensation of the CEO/Executive Director, but explain in Part III. Com pensation com m ittee Independent com pensation consultant Form 990 of other organizations W r itten em ploym ent contract Com pensation survey or study Approval by the board or com pensation committee 4 During the year, did any person listed in Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization: a b c a b a b Receive a severance payment or change-of-control payment? Participate in, or receive paym ent from , a supplem ental nonqualified retirement plan? Participate in, or receive paym ent from , an equity-based compensation arrangement? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m If “Yes” to any of lines 4a-c, list the persons and provide the applicable am ounts for each item in Part III. Only section 501(c)(3) and 501(c)(4) organizations must complete lines 5-9. For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any com pensation contingent on the revenues of: The organization? Any related organization? If “Yes” to line 5a or 5b, describe in Part III. For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any com pensation contingent on the net earnings of: The organization? Any related organization? If “Yes” to line 6a or 6b, describe in Part III. 5 6 7 8 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m For persons listed in Form 9 9 0 , Part VII, Section A, line 1a, did the organization provide any non-fixed paym ents not described in lines 5 and 6? If “Yes,” describe in Part III m m m m m m m m m m m m m m m m m m m m m m m m W ere any am ounts reported in Form 9 9 0 , Part VII, paid or accrued pursuant to a contract that was subj ect to the initial contract e xception described in Regulations section 53.4958-4(a)(3)? If “Yes,” describe in Part III m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 9 If “Yes” to line 8, did the organization also f o llo w the rebuttable presum ption procedure described in Regulations section 53.4958-6(c)? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m For Paperw ork Reduction Act Notice, see the Instructions for Form 990. Sc he dule J (Form 990) 2012 JSA 2 E 1 290 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 X X X X X X X X X X X X X X X X X X X 06583L 2502 V 12-7.12426054 PAGE 48 Sch ed u le J (Form 990) 2012Page 2 Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed. Part II For each ind ividual whose com pensation m ust be reported in Schedule J, report com pensation from the organization on r o w (i) and from related organizations, described in t he instructions, on r o w (ii). Do not list any individuals that are not listed on Form 9 9 0 , Part VII. Note. The sum of colum ns (B)(i)-(iii) for each listed individual m ust equal the total am ount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual. (B) Breakd own of W -2 an d /or 1 0 9 9-MISC compensation (C) Retirement and oth er d eferred com p ensation (D) Non taxable b en efits (E) Total of columns (B)(i)-(D) (F) Compensation rep orted as deferred in p rior Form 990 (A) Nam e and Title (i) Base com p ensation (ii) Bon u s & incentive com p ensation (iii) Other rep ortable com p ensation (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) 1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 Sc he dule J (Form 990) 2012 JSA 2 E 1 291 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 GAIL MCGOVERN 498,800. 62,500. 3,564. 49,706. 7,791. 622,361. PRESIDENT AND CEO 000 BRIAN RHOA 377,036.0810. 18,616. 21,304. 417,766. CHIEF FINANCIAL OFFICER 000 DALE BATEMAN 252,328.0 2,455. 33,825. 4,193. 292,801. SVP, CHIEF AUDIT EXECUTIVE 000 DAVID MELTZER 219,549. 44,000.776. 30,454. 19,170. 313,949. GEN COUNSEL & CHIEF INT’L OFF. 000 JENNIFER HAWKINS 142,224.0 35,301. 8,765. 7,784. 194,074. CORPORATE SECRETARY 000 GREG BALLISH 332,074. 22,250. 1,262. 26,433. 21,027. 403,046. SVP, BIOMEDICAL SERVICES 000 WILLIAM MOORE 356,567.0 1,242. 22,612. 21,199. 401,620. SVP, BIOMEDICAL SERVICES 000 KATHRYN WALDMAN 281,881. 60,629. 2,875. 31,149. 10,266. 386,800. SVP, QUALITY AND REG AFFAIRS 000 JOHN CRARY 349,937.0 4,414. 14,900. 15,778. 385,029. CHIEF INFORMATION OFFICER 000 STEVEN WAGNER 227,119. 40,353. 319,158. 13,863. 19,413. 619,906. VP, DEVELOPMENT OPERATIONS 000 MELISSA HURST 314,196.0493. 10,720. 20,678. 346,087. CHIEF HUMAN RESOURCES OFFICER 000 GERALD DEFRANCISCO 362,800. 55,000. 6,858. 26,097. 5,782. 456,537. PRESIDENT, HUMAN SER 000 SHAUN GILMORE 488,110.0 2,440. 31,988. 22,943. 545,481. PRESIDENT, BIOMEDICAL SERVICES 000 J. CHRIS HROUDA 429,806. 47,586.826. 10,000. 16,317. 504,535. EXEC VP, BIOMED SERVICES 000 NEAL LITVACK 310,560.0 2,064. 33,711. 20,492. 366,827. CHIEF DEVELOPMENT OFFICER 000 CHRISTINA SAMSON 280,975. 23,225. 2,938. 46,115. 15,168. 368,421. CHIEF INVESTMENT OFFICER 000 06583L 2502 V 12-7.12426054 PAGE 49 Sch ed u le J (Form 990) 2012Page 2 Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed. Part II For each ind ividual whose com pensation m ust be reported in Schedule J, report com pensation from the organization on r o w (i) and from related organizations, described in t he instructions, on r o w (ii). Do not list any individuals that are not listed on Form 9 9 0 , Part VII. Note. The sum of colum ns (B)(i)-(iii) for each listed individual m ust equal the total am ount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual. (B) Breakd own of W -2 an d /or 1 0 9 9-MISC compensation (C) Retirement and oth er d eferred com p ensation (D) Non taxable b en efits (E) Total of columns (B)(i)-(D) (F) Compensation rep orted as deferred in p rior Form 990 (A) Nam e and Title (i) Base com p ensation (ii) Bon u s & incentive com p ensation (iii) Other rep ortable com p ensation (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) 1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 Sc he dule J (Form 990) 2012 JSA 2 E 1 291 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 MARY ELCANO 379,928.0 3,564. 48,837. 6,104. 438,433. FORMER GNRL CNSEL & CORP SECR 000 06583L 2502 V 12-7.12426054 PAGE 50 Sch ed u le J (Form 990) 2012Page 3 Supplemental Information Part III Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information. Sc he dule J (Form 990) 2012 JSA 2 E 1 505 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 SCHEDULE J, PART I, LINE 1A THE VICE PRESIDENT, DEVELOPMENT OPERATIONS, RECEIVED A ONE-TIME REIMBURSEMENT OF $316,758 TO COVER CLOSING COSTS AND OTHER RELOCATION EXPENSES RELATED TO HIS RELOCATION TO WASHINGTON, DC HEADQUARTERS. THE PAYMENT WAS CONSISTENT WITH THE STANDARD RED CROSS POLICY FOR EXECUTIVES TO RELOCATE AND INCLUDED A TEMPORARY HOUSING ALLOWANCE. THE AMOUNT OF THESE CLOSING COSTS, PLUS A GROSS UP TO COVER THE TAX LIABILITY OF SUCH COSTS, WERE INCLUDED IN HIS 2012 W-2 AND IS REFLECTED IN THE AMOUNT SHOW N ON SCHEDULE J, PART II, COLUMN B(III). SCHEDULE J, PART I, LINE 7 THE AMOUNTS SHOWN IN PART II, COLUMN B (II) FOR THE PRESIDENT AND CEO, THE EXECUTIVE VICE PRESIDENT, BIOMEDICAL SERVICES; THE PRESIDENT, HUMANITARIAN SERVICES; AND THE CHIEF INVESTMENT OFFICER WERE PAID BASED ON PRIOR-YEAR PERFORMANCE AND WERE APPROVED BY THE COMPENSATION COMMITTE E OF THE BOARD. THE AMOUNTS SHOWN IN PART II, COLUMN B (II) FOR THE SVP, BIOMEDICAL SALES & MARKETING; AND THE VP, DEVELOPMENT OPERATIONS, WERE PAID BASED ON WRITTEN VARIABLE INCENTIVE PLANS APPROVED BY MANAGEMENT AN D DETERMINED UNDER THE TERMS OF THE INCENTIVE PLAN DOCUMENTS. THE AMOUNT 06583L 2502 V 12-7.12426054 PAGE 51 Sch ed u le J (Form 990) 2012Page 3 Supplemental Information Part III Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information. Sc he dule J (Form 990) 2012 JSA 2 E 1 505 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 SHOWN IN PART II, COLUMN B (II) FOR THE GENERAL COUNSEL/CHIEF INTERNATIONAL OFFICER WAS PAID BASED ON A WRITTEN RETENTION BONUS PLAN APPROVED BY MANAGEMENT. THE AMOUNT SHOWN IN PART II, COLUMN B (II) FOR THE SVP, QUALITY & REGULATORY AFFAIRS, WERE PAID BASED ON THE ASSESSMENT OF PERFORMANCE OF THE SVP, QUALITY & REGULATORY AFFAIRS, BY THE PRESIDENT, BIOMEDICAL SERVICES. SCHEDULE J, PART I, LINE 8 THE RED CROSS HAS FOUR (4) EMPLOYEES LISTED ON PART VII WHO ARE COVERE D BY REGS. SECTION 53.4958-4 (A) (3): PRESIDENT AND CEO; PRESIDENT, BIOMEDICAL SERVICES; PRESIDENT, HUMANITARIAN SERVICES; AND EXECUTIVE VIC E PRESIDENT, BIOMEDICAL SERVICES. THE ORIGINAL BASE SALARY AMOUNTS PAID T O PERSONS COVERED BY THIS PROVISION AND ANY SUBSEQUENT ANNUAL INCREASES OR OTHER SALARY PAYMENTS ARE DETERMINED BY THE COMPENSATION COMMITTEE OF TH E RED CROSS BOARD, AND WERE BASED ON COMPARABLE MARKET DATA AND SUPPORTED BY THE OPINION OF AN OUTSIDE INDEPENDENT COMPENSATION CONSULTANT AND WER E DOCUMENTED IN THE MINUTES OF THE COMMITTEE, ALL IN ACCORDANCE WITH THE REQUIREMENTS FOR THE REBUTTABLE PRESUMPTION OF REASONABLENESS UNDER SECTION 4958. 06583L 2502 V 12-7.12426054 PAGE 52 OMB No. 1 5 4 5 -0 0 4 7 SCHEDULE K (Form 990) Supplemental Information on Tax-Exempt Bonds I Complete if the organization answ ered “Yes” to Form 990, Part IV, line 24a. Provide descriptions, explanations, and any additional information in Part VI. À¾µ¶ Open to Public Inspection Dep art ment of the Treasury In t ernal Revenue Service II At t ach to Form 990. See separate instructions. Nam e of th e organization Employer identification number (a) Issuer name Bond Issues (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Descrip tion of purpose (g) Defeased Part I (h) On b eh alf of issuer (i) Pooled fin an cing Yes No Yes No Yes No A B C D Proceeds Part II A BC D 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 Am ount of bonds retired Am ount of bonds legally defeased Total proceeds of issue Gross proceeds in reserve funds Capitalized interest from proceeds Proceeds in refunding escrows Issuance costs from proceeds Credit enhancem ent from proceeds W ork ing capital expenditures from proceeds Capital expenditures from proceeds Other spent proceeds Other unspent proceeds Year of substantial com pletion W ere the bonds issued as part of a current refunding issue? W ere the bonds issued as part of an advance refunding issue? Has the final allocation of proceeds been made? Does th e org an ization m ain tain adequate books and records to support the final allocation of proceeds? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Yes No Yes No Yes No Yes No m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Private Business Use Part III A BC D Yes No Yes No Yes No Yes No 1 W as the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exem pt bonds? m m m m m m m m m m m m m m m m m m m 2 Are there any lease arrangements that may result in private business use of bond-financed property? For Paperw ork Reduction Act Notice, see the Instructions for Form 990. Sc he dule K (Form 990) 2012 JSA 2 E 1 295 1. 000 PAGE 1 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 CONNECTICUT DEVELOPMENT AUTHORITY 06-600079912/05/2005 2,303,600. CURRENT REFUNDING OF PRIOR BONDS I X XX MARYLAND ECONOMIC DEVELOPMENT CORPORATIO 52-137656212/02/2003 4,250,000. LAND ACQUISITION & BUILDING CONSTR X XX ILLINOIS DEVELOPMENT FINANCE AUTHORITY 37-098813902/27/2003 8,000,000. CONSTRUCTION AND EQUIPMENT OF BUIL X XX NEW YORK CITY INDUSTRIAL DEVELOPMENT 13-2906040 64971C8B3 02/28/2006 30,337,879. ACQUISITION & RENOVATION OF BUILDI X XX 833,750. 2,303,600. 2,258,451. 45,149. 2003 X X X X X X 850,000. 4,250,000. 29,000. 4,221,000. 2004 X X X X X X 1,000,000. 8,000,000. 85,000.4,000. 7,911,000. 2004 X X X X X X 3,730,000. 30,337,879. 209,490. 30,128,388. 2006 X X X X X X 06583L 2502 V 12-7.12426054 PAGE 53 OMB No. 1 5 4 5 -0 0 4 7 SCHEDULE K (Form 990) Supplemental Information on Tax-Exempt Bonds I Complete if the organization answ ered “Yes” to Form 990, Part IV, line 24a. Provide descriptions, explanations, and any additional information in Part VI. À¾µ¶ Open to Public Inspection Dep art ment of the Treasury In t ernal Revenue Service II At t ach to Form 990. See separate instructions. Nam e of th e organization Employer identification number (a) Issuer name Bond Issues (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Descrip tion of purpose (g) Defeased Part I (h) On b eh alf of issuer (i) Pooled fin an cing Yes No Yes No Yes No A B C D Proceeds Part II A BC D 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 Am ount of bonds retired Am ount of bonds legally defeased Total proceeds of issue Gross proceeds in reserve funds Capitalized interest from proceeds Proceeds in refunding escrows Issuance costs from proceeds Credit enhancem ent from proceeds W ork ing capital expenditures from proceeds Capital expenditures from proceeds Other spent proceeds Other unspent proceeds Year of substantial com pletion W ere the bonds issued as part of a current refunding issue? W ere the bonds issued as part of an advance refunding issue? Has the final allocation of proceeds been made? Does th e org an ization m ain tain adequate books and records to support the final allocation of proceeds? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Yes No Yes No Yes No Yes No m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Private Business Use Part III A BC D Yes No Yes No Yes No Yes No 1 W as the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exem pt bonds? m m m m m m m m m m m m m m m m m m m 2 Are there any lease arrangements that may result in private business use of bond-financed property? For Paperw ork Reduction Act Notice, see the Instructions for Form 990. Sc he dule K (Form 990) 2012 JSA 2 E 1 295 1. 000 PAGE 2 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 THE CAMBRIA COUNTY INDUSTR. DEVL. AUTH. 25-1334277 132047BY6 10/09/2008 20,245,000. CURRENT REFUNDING OF PRIOR BONDS I X XX CALIFORNIA INFRA. AND ECON. DEV. BANK 63-0304653 13033WV26 10/09/2008 40,325,000. CURRENT REFUNDING OF PRIOR BONDS I X XX 885,000. 20,245,000. 20,000,000. 234,761.10,238. 2005 X X X X X X 1,755,000. 40,325,000. 40,000,000. 325,000. 2005 X X X X X X 06583L 2502 V 12-7.12426054 PAGE 54 Sch ed u le K (Form 990) 2012Page 2 Private Business Use (Continued) Part III ABC D Yes N o Yes N o Yes N o Yes N o Are there any m anagem ent or service contracts that m ay result in private business use of bond-financed property? 3a m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m b If “Yes” to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the f inanced property? m m m m m m m m m c Are there any research agreements that m ay result in private business use of bond- financed property? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m d If “Yes” to line 3c, does the organization r o utinely engage bond counsel or o ther outside counsel to r e view any research agreements relating to the financed property? m m 4 Enter the percentage of financed property used in a private business use by e ntities other than a section 501(c)(3) organization or a state or local g overnm ent I% % %% % %% % % % % % m m m m m m m 5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business a ctivity carried on by your organization, another section 501(c)(3) organization, or a state or local g overnm ent I m m m m m m m m m 6 Total of lines 4 and 5 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Does the bond issue m eet the private security or payment test? 7 m m m m m m m m m m m m m m 8 a Has there been a sale or disposition of any of the bond-financed property to a nongovern- m ental person other than a 501(c)(3) organization since the bonds were issued? m m m m m b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of % %%% m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m c If “Yes” to line 8a, was any rem edial action tak en pursuant to Regulations sections 1 .141-12 and 1.145-2? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are rem ediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? m m m m m m m m m m m m m m m m m m m m m m m m Arbitrage Part IV A BC D Yes N o Yes N o Yes N o Yes N o 1 Has the issuer filed Form 8038-T? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 2 If “No” to line 1, did the following apply? m m m m m m m m m m m m m m m m m m m m m m m m m m m a Rebate not due yet? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Exception to rebate? No rebate due? If you check ed “No rebate due” in line 2c, provide in Part VI the date the rebate com putation was perform ed Is the bond issue a variable rate issue? Has the organization or the governm ental issuer entered into a qualified hedge with respect to the bond issue? Nam e of provider Term of hedge W as the hedge superintegrated? W as the hedge terminated? b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m c m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 3 m m m m m m m m m m m m m m m m m m m m m m m m m m m m 4 a m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m c m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m d m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m e m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Sc he dule K (Form 990) 2012 JSA 2 E 1 296 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 PAGE 1 X X X X X X X X X X X X X X X X 06583L 2502 V 12-7.12426054 PAGE 55 Sch ed u le K (Form 990) 2012Page 2 Private Business Use (Continued) Part III ABC D Yes N o Yes N o Yes N o Yes N o Are there any m anagem ent or service contracts that m ay result in private business use of bond-financed property? 3a m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m b If “Yes” to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the f inanced property? m m m m m m m m m c Are there any research agreements that m ay result in private business use of bond- financed property? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m d If “Yes” to line 3c, does the organization r o utinely engage bond counsel or o ther outside counsel to r e view any research agreements relating to the financed property? m m 4 Enter the percentage of financed property used in a private business use by e ntities other than a section 501(c)(3) organization or a state or local g overnm ent I% % %% % %% % % % % % m m m m m m m 5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business a ctivity carried on by your organization, another section 501(c)(3) organization, or a state or local g overnm ent I m m m m m m m m m 6 Total of lines 4 and 5 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Does the bond issue m eet the private security or payment test? 7 m m m m m m m m m m m m m m 8 a Has there been a sale or disposition of any of the bond-financed property to a nongovern- m ental person other than a 501(c)(3) organization since the bonds were issued? m m m m m b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of % %%% m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m c If “Yes” to line 8a, was any rem edial action tak en pursuant to Regulations sections 1 .141-12 and 1.145-2? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are rem ediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? m m m m m m m m m m m m m m m m m m m m m m m m Arbitrage Part IV A BC D Yes N o Yes N o Yes N o Yes N o 1 Has the issuer filed Form 8038-T? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 2 If “No” to line 1, did the following apply? m m m m m m m m m m m m m m m m m m m m m m m m m m m a Rebate not due yet? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Exception to rebate? No rebate due? If you check ed “No rebate due” in line 2c, provide in Part VI the date the rebate com putation was perform ed Is the bond issue a variable rate issue? Has the organization or the governm ental issuer entered into a qualified hedge with respect to the bond issue? Nam e of provider Term of hedge W as the hedge superintegrated? W as the hedge terminated? b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m c m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 3 m m m m m m m m m m m m m m m m m m m m m m m m m m m m 4 a m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m c m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m d m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m e m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Sc he dule K (Form 990) 2012 JSA 2 E 1 296 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 PAGE 2 X X X X X X X X X X X X X X X X X X 06583L 2502 V 12-7.12426054 PAGE 56 Sch ed u le K (Form 990) 2012Page 3 Arbitrage (Continued) Part IV A BC D Yes N o Yes N o Yes N o Yes N o 5a W ere gross proceeds invested in a guaranteed investm ent contract (GIC)? m m m m m m m m b Nam e of provider m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m c Term of GIC m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m d W as the regulatory saf e harbor for establishing the fair market value of the GIC satisfied? W ere any gross proceeds invested beyond an available temporary period? m m m m m m 6 m m m m m m m m 7 Has the organization established wr it t e n procedures to m o nitor t he requirem ents of section 148? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Procedures To Undertake Corrective Action Part V A BC D Yes N o Yes N o Yes N o Yes N o Has the organization established written procedures to ensure that violations of federal tax requirem ents are tim ely identified and corrected through the voluntary closing agreem ent program if self-rem ediation is not available under applicable regulations? Supplemental Information. Com plete this part to provide additional information for responses to questions on Schedule K (see instructions). Part VI JSA Sc he dule K (Form 990) 2012 2 E 1 328 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 X X X X X X X X X X X X X X X X 06583L 2502 V 12-7.12426054 PAGE 57 Sch ed u le K (Form 990) 2012Page 3 Arbitrage (Continued) Part IV A BC D Yes N o Yes N o Yes N o Yes N o 5a W ere gross proceeds invested in a guaranteed investm ent contract (GIC)? m m m m m m m m b Nam e of provider m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m c Term of GIC m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m d W as the regulatory saf e harbor for establishing the fair market value of the GIC satisfied? W ere any gross proceeds invested beyond an available temporary period? m m m m m m 6 m m m m m m m m 7 Has the organization established wr it t e n procedures to m o nitor t he requirem ents of section 148? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Procedures To Undertake Corrective Action Part V A BC D Yes N o Yes N o Yes N o Yes N o Has the organization established written procedures to ensure that violations of federal tax requirem ents are tim ely identified and corrected through the voluntary closing agreem ent program if self-rem ediation is not available under applicable regulations? Supplemental Information. Com plete this part to provide additional information for responses to questions on Schedule K (see instructions). Part VI JSA Sc he dule K (Form 990) 2012 2 E 1 328 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 X X X X X X X X 06583L 2502 V 12-7.12426054 PAGE 58 Sch ed u le K (Form 990) 2012Page 4 Supplemental Information. Com plete this part to provide additional information for responses to questions on Schedule K (see instructions) (Continued) Part VI JSA Sc he dule K (Form 990) 2012 2 E 1 511 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 06583L 2502 V 12-7.12426054 PAGE 59 OMB No. 1 5 4 5 -0 0 4 7 SCHEDULE M Noncash Contributions (Form 990) IComplete if the organizations answ ered “Yes” on Form 990, Part IV, lines 29 or 30. À¾µ¶ Dep artm en t of the Treasury In ternal Revenue Service Open To Public I At t ach to Form 990. Inspection Name of the organization Employer identification number Types of Property Part I (c) Noncash contribution amounts reported on Form 990, Part VIII, line 1g (a) Check if applicable (b) Number of contributions or items contributed (d) Method of determining noncash contribution amounts 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Art – W orks of art Art – Historical treasures Art – Fractional interests Book s and publications Clothing and household goods Cars and other vehicles Boats and planes Intellectual property Securities – Publicly traded Securities – Closely held stock Securities – Partnership, LLC, or trust interests Securities – Miscellaneous Qualified conservation c ontribution – Historic structures Qualified conservation contribution – Other Real estate – Residential Real estate – Commercial Real estate – Other Collectibles Food inventory Drugs and m edical supplies Taxidermy Historical artifacts Scientific specimens Archeological artifacts m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mm m m m m mm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mm m m m m m m mm m m m m m m I I I I Other Other Other Other ( ( ( ( ) ) ) ) 29 Num ber of Forms 8 2 8 3 received by the organization d uring the tax year for c o nt ributions for whic h the organization com pleted Form 8 2 8 3 , Part IV, Donee Ac k nowledgem ent 29 m m m m m m m m m Yes N o 30 31 32 33 a b a b D uring the year, did the organization receive by c o nt r ibution any property reported in Part I, lines 1 -28 t hat it m ust hold for at least three years from the date of the initial c o nt ribution, and whic h is not required to be used for exem pt purposes for the entire ho lding period? 3 0a m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m If “Yes,” describe the arrangement in Part II. Does the organization have a g ift acceptance p olicy that requires the r e view of any non-standard contributions? 31 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Does the organization hire or use t hird parties or related organizations to solicit, process, or sell noncash contributions? 3 2a m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m If “Yes,” describe in Part II. If the organization did not report an am ount in c o lum n (c) for a type of property for whic h c o lum n (a) is checked, describe in Part II. For Paperw ork Reduction Act Notice, see the Instructions for Form 990. Sc he dule M (Form 990) (2012) JSA 2 E 1 298 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 X 155,008. FMV X 3,571,643. FMV X 3,300,111. FMV X 24,333,840. FMV X 293,751. FMV VARIOUS X 5,436,275. FMV 7. X X X 06583L 2502 V 12-7.12426054 PAGE 60 Sch ed u le M (Form 9 90) (2012)Page 2 Supplemental Information. Com plete this part to provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the num ber of item s received, or a combination of both. Also complete this part for any additional information. Part II Sc he dule M (Form 990) (2012) JSA 2 E 1 508 2. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 SCHEDULE M, PART I, LINE 32B THE AMERICAN RED CROSS HAS USED THIRD-PARTY VENDORS FOR VEHICLE DONATION PROGRAMS. THE VENDORS SOLICIT, PROCESS AND SELL THE DONATED VEHICLES. 06583L 2502 V 12-7.12426054 PAGE 61 Supplemental Information to Form 990 or 990-EZOMB No. 1 5 4 5 -0 0 4 7 SCHEDULE O ( F orm 990 or 990-EZ) Complete to provide information for responses to specific questions onForm 990 or 990-EZ or to provide any additional information. At t ach to Form 990 or 990-EZ. À¾µ¶ Open to Public Inspection Dep art ment of the Treasury In t ernal Revenue Service I Nam e of th e organization Employer identification number For Privacy Act and Paperw ork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Sc he dule O (Form 990 or 990-EZ) (2012) JSA 2 E 1 227 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 FORM 990, PART III, STATEMENT OF PROGRAM SERVICE 4A. BIOMEDICAL SERVICES: THE ORGANIZATION COLLECTS, TESTS, AND DISTRIBUTES AROUND 40% OF THE NATION’S BLOOD AND BLOOD COMPONENTS AND OPERATES 36 REGIONAL BLOOD SERVICE CENTERS THROUGHOUT THE COUNTRY. IN FISCAL YEAR 2013, THE ORGANIZATION COLLECTED NEARLY 5.7 MILLION PRODUCTIVE UNITS OF BLOOD FROM ROUGHLY 3.3 MILLION DONORS AND SUPPLIED 2,700 HOSPITALS AND OTHER FACILITIES WITH BLOOD AND BLOOD PRODUCTS FOR TRANSFUSION. 4B. DOMESTIC DISASTER SERVICES: THE ORGANIZATION RESPONDED TO 18 EXTREME LARGE-SCALE DISASTERS IN FISCAL YEAR 2013 INCLUDING: THE TORNADO IN MOORE, OKLAHOMA, WILDFIRES AND FLOODS IN COLORADO, A PLANT EXPLOSION IN WEST, TEXAS, THE BOSTON MARATHON BOMBING, AS WELL AS WILDFIRES IN SEVERAL WESTERN STATES AND TORNADOES IN THE MIDWEST AND SOUTHEAST. IN ADDITION TO THOSE RESPONSES THE AMERICAN RED CROSS HAS ONGOING SANDY RECOVERY OPERATIONS IN NEW YORK, NEW JERSEY AND OTHER STATES. THROUGH ITS NETWORK OF 514 CHAPTERS IN ALL 50 STATES, AS WELL AS OFFSHORE U.S. TERRITORIES IN THE CARIBBEAN AND PACIFIC, THE RED CROSS RESPONDED TO MORE THAN 61,000 DISASTERS LARGE AND SMALL. THE ORGANIZATIO N PROVIDED FOOD, SHELTER, BULK DISTRIBUTION ITEMS, EMERGENCY ASSISTANCE, HEALTH SERVICES, CRISIS INTERVENTIONS AND COMMUNITY MENTAL-HEALTH DEBRIEFINGS AND/OR OTHER RELATED EMERGENCY CARE TO PERSONS IN NEED. FOR INDIVIDUALS AND COMMUNITIES AFFECTED BY DISASTERS, THE SERVICES OF THE AMERICAN RED CROSS BEGAN WITH SAFE SHELTER AND CONTINUED WITH SUPPORT FO R INDIVIDUALS AND FAMILIES RECOVERING FROM DISASTERS. THE RED CROSS 06583L 2502 V 12-7.12426054 PAGE 62 Sch ed u le O (Form 990 or 990-EZ) 2012Page 2 Nam e of th e organization Employer identification number Sc he dule O (Form 990 or 990-EZ) 2012 JSA 2 E 1 228 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 VOLUNTEER CONNECTION SYSTEM IS USED TO MANAGE ITS TRAINED WORKFORCE. IN FISCAL YEAR 2013, THE NUMBER OF TRAINED AND REGISTERED DISASTER VOLUNTEERS WAS APPROXIMATELY 100,000. CHAPTERS THROUGHOUT THE COUNTRY TRAINED THOUSANDS MORE TO PREPARE FOR AND RESPOND TO DISASTERS WITHIN THEIR COMMUNITIES. IN ADDITION, THE AMERICAN NATIONAL RED CROSS’ BUILDS A “CULTURE OF PREPARDNESS” BY ENCOURAGING AMERICANS TO TAKE ACTION TO ADOPT SPECIFIC PREPARDNESS BEHAVIORS. 4C. INTERNATIONAL RELIEF AND DEVELOPMENT SERVICES: THE ORGANIZATION HELP S VULNERABLE PEOPLE AROUND THE WORLD, PREVENT, PREPARE FOR, RESPOND TO AND RECOVER FROM DISASTERS, COMPLEX HUMANITARIAN EMERGENCIES, AND LIFE-THREATENING HEALTH CONDITIONS THROUGH GLOBAL INITIATIVES AND COMMUNITY-BASED PROGRAMS. WITH A FOCUS ON DISEASE PREVENTION ON A MASS-SCALE, DISASTER MANAGEMENT, AND THE DISSEMINATION OF INTERNATIONAL HUMANITARIAN LAW, THE ORGANIZATION PROVIDES RAPID, EFFECTIVE, AND LARGE-SCALE HUMANITARIAN ASSISTANCE TO THOSE IN NEED. TO ACHIEVE OUR GOALS, THE ORGANIZATION WORKS WITH OUR PARTNERS IN THE INTERNATIONAL RED CROSS AND RED CRESCENT MOVEMENT AND OTHER INTERNATIONAL RELIEF AND DEVELOPMENT AGENCIES TO BUILD LOCAL CAPACITIES, MOBILIZE AND EMPOWER COMMUNITIES, AND ESTABLISH PARTNERSHIPS. 4D. HEALTH & SAFETY SERVICES: AMERICAN RED CROSS HEALTH AND SAFETY SERVICES PROVIDES TRAINING PROGRAMS THAT HELP SAVE LIVES AND STRENGTHEN COMMUNITIES- IMPARTING HOPE AND CONFIDENCE ALONG WITH PRACTICAL SKILLS. IT IS THE PREMIER PROVIDER OF EDUCATION, TRAINING, AND PRODUCTS THAT ENABLE PEOPLE TO PREVENT, PREPARE FOR AND RESPOND TO DISASTERS AND OTHER 06583L 2502 V 12-7.12426054 PAGE 63 Sch ed u le O (Form 990 or 990-EZ) 2012Page 2 Nam e of th e organization Employer identification number Sc he dule O (Form 990 or 990-EZ) 2012 JSA 2 E 1 228 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 LIFE-THREATENING EMERGENCIES. AMERICAN RED CROSS EMPLOYEES AND REGISTERE D VOLUNTEERS HELP SUSTAIN AND DELIVER HEALTH AND SAFETY PROGRAMS AND SERVICES INCLUDING: FIRST AID/CPR/AED (WITH AUTOMATED EXTERNAL DEFIBRILLATION (AED) INFORMATION AND SKILLS) BOTH FOR THE LICENSED PROFESSIONAL AND THE LAY RESPONDER; AQUATICS (LEARN-TO-SWIM, WATER SAFETY, LIFEGUARDING, LIFEGUARD MANAGEMENT, AND AQUATIC EXAMINER FACILIT Y SERVICES); CAREGIVING (BABYSITTER’S TRAINING, FAMILY CAREGIVING, NURSE ASSISTANT TRAINING). 4D. COMMUNITY SERVICES: AMERICAN RED CROSS CHAPTERS OFFER COMMUNITY SERVICES THAT HELP PEOPLE LIVE SAFER, HEALTHIER LIVES; ALLOW FOR GREATER SELF-RELIANCE; AND IMPROVE THE QUALITY OF LIFE FOR SOCIETY’S MOST VULNERABLE. COUNTLESS LIVES ARE TOUCHED EACH DAY BY THESE SERVICES THAT INCLUDE: TRANSPORTATION FOR THE DISABLED; NUTRITION FOR THE ELDERLY AND HOSPITAL/NURSING HOME VOLUNTEERS. 4D. SERVICE TO THE ARMED FORCES: THE ORGANIZATION PROVIDES MILITARY MEMBERS, VETERANS, AND THEIR FAMILIES WITH EMERGENCY COMMUNICATIONS SERVICES, EMERGENCY FINANCIAL SUPPORT, PROGRAMS AND SERVICES FOR THE SICK, WOUNDED AND RECOVERING AT VETERANS AND MILITARY MEDICAL FACILITIES , EDUCATION, AND OTHER VITAL SERVICES FOR U.S. MILITARY FAMILIES AROUND THE WORLD. FORM 990, PART V, LINE 4B FOREIGN COUNTRIES FINANCIAL ACCOUNTS BRAZIL, KOREA, DENMARK, KAZAKHSTAN, INDONESIA, VIETNAM, PAKISTAN, HAITI, PANAMA, PERU, COLOMBIA, KENYA, TANZANIA, CHILE, BAHAMAS, TRINIDAD & TOBAGO, SOUTH AFRICA AND BERMUDA. 06583L 2502 V 12-7.12426054 PAGE 64 Sch ed u le O (Form 990 or 990-EZ) 2012Page 2 Nam e of th e organization Employer identification number Sc he dule O (Form 990 or 990-EZ) 2012 JSA 2 E 1 228 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 FORM 990, PART VI, SECTION A, LINES 4, 5, 6 & 7A LINE 4 – IN FISCAL YEAR 2013, THE AMERICAN RED CROSS BOARD OF GOVERNORS APPROVED CHANGES TO THE AMENDED AND RESTATED BYLAWS OF THE AMERICAN NATIONAL RED CROSS (THE BYLAWS) ON MARCH 28, 2013 TO (1)CLARIFY WHEN TERM LIMITS DO AND DO NOT APPLY, AND (2) CHANGE THE NAME OF AN ADVISORY COUNCIL. LINE 5 – IN FEBRUARY 2013, THE RED CROSS DISCOVERED THAT AN EMPLOYEE OF AN AMERICAN RED CROSS CHAPTER IN TEXAS WAS FALSIFYING RECORDS. THE RED CROSS TERMINATED THE INDIVIDUAL’S EMPLOYMENT, DIRECTED AN INTERNAL AUDIT AND WORKED WITH LOCAL POLICE DEPARTMENTS TO PROVIDE INFORMATION FOR ARREST WARRANTS. AS OF FEBRUARY, 2014, THE FORMER EMPLOYEE HAS NOT BEEN ARRESTED AS IT IS BELIEVED THAT HE FLED THE COUNTRY. THROUGH THE SUMMER OF 2013, THE RED CROSS COOPERATED FULLY WITH THE INVESTIGATIONS OF THE LOCAL POLICE DEPARTMENTS AND DISTRICT ATTORNEYS’ OFFICES, AND IN LATE SUMMER THE RED CROSS ENGAGED THE SERVICES OF AN INDEPENDENT FORENSIC AUDITOR. THE RED CROSS CONTINUES TO WORK WITH AND SUPPORT THE INVESTIGATIONS AND THE FORENSIC AUDIT. THE ESTIMATED LOSS FROM THE FRAUDULENT ACTIVITY IS ESTIMATED TO BE ALMOST $300,000. THE AMERICAN RE D CROSS HAS BEEN DEVELOPING A NEW CLIENT ASSISTANCE PROGRAM WHICH WILL BE DEPLOYED LATER THIS FISCAL YEAR THAT WILL INCREASE CONTROLS OVER THE ACCESS TO, AND USE OF, RECORDS. THE AUDIT AND RISK MANAGEMENT COMMITTEE OF THE BOARD OF GOVERNORS IS MONITORING CONTROLS FOR THE NEW PROGRAM. THE DIVERSION OF ALMOST $300,000 IS LESS THAN 0.00008 OF TOTAL AMERICAN RED CROSS ASSETS. 06583L 2502 V 12-7.12426054 PAGE 65 Sch ed u le O (Form 990 or 990-EZ) 2012Page 2 Nam e of th e organization Employer identification number Sc he dule O (Form 990 or 990-EZ) 2012 JSA 2 E 1 228 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 LINE 6 – AS DEFINED IN THE CONGRESSIONAL CHARTER: “MEMBERSHIP IN THE CORPORATION IS OPEN TO ALL THE PEOPLE OF THE UNITED STATES AND ITS TERRITORIES AND POSSESSIONS, ON PAYMENT OF AN AMOUNT SPECIFIED, OR AS OTHERWISE PROVIDED IN THE BYLAWS.” SECTION 7 OF THE AMENDED AND RESTATED BYLAWS OF THE AMERICAN NATIONAL RE D CROSS DESCRIBES MEMBERSHIP IN THE CORPORATION AND DEFINES MEMBERSHIP AND THE TERMINATION OF MEMBERSHIP. LINES 7A – DELEGATES OF THE CHAPTERS ELECT ALL MEMBERS OF THE GOVERNING BODY EXCEPT THE CHAIRMAN OF THE BOARD OF GOVERNORS WHO IS APPOINTED BY THE PRESIDENT OF THE UNITED STATES. AS MANDATED IN THE CONGRESSIONAL CHARTER, SECTION 4(A)(3)(B)(I): “MEMBERS OF THE BOARD OF GOVERNORS OTHER THAN THE CHAIRMAN SHALL BE ELECTED AT TH E ANNUAL MEETING OF THE CORPORATION IN ACCORDANCE WITH SUCH PROCEDURES AS MAY BE PROVIDED IN THE BYLAWS.” SECTION 7(A): “IN GENERAL. – THE ANNUAL MEETING OF THE CORPORATION IS THE ANNUAL MEETING OF DELEGATES OF THE CHAPTERS.” FORM 990, PART VI, SECTION B, LINES 11B, 12C & 15B LINE 11B – THE COMPENSATION AND MANAGEMENT DEVELOPMENT COMMITTEE REVIEWE D THE COMPENSATION PORTIONS OF THE IRS FORM 990 (PART VII AND SCHEDULE J) DURING A MEETING HELD ON JANUARY 27, 2014. A COPY OF THE FINAL FORM 990 WAS SUBMITTED TO EACH MEMBER OF THE BOARD OF GOVERNORS BEFORE IT WAS FILED WITH THE IRS. 06583L 2502 V 12-7.12426054 PAGE 66 Sch ed u le O (Form 990 or 990-EZ) 2012Page 2 Nam e of th e organization Employer identification number Sc he dule O (Form 990 or 990-EZ) 2012 JSA 2 E 1 228 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 THE MANAGEMENT REVIEW PROCESS ENTAILS THE CHIEF FINANCIAL OFFICER COORDINATING THE COMPLETION OF THE IRS FORM 990 WITH THE GENERAL COUNSEL AND THE SENIOR VICE PRESIDENT, HUMAN RESOURCES FOR FINAL REVIEW BY THE PRESIDENT AND CEO. LINE 12C – AS REQUIRED BY SECTION 2.3(A) OF THE AMENDED AND RESTATED BYLAWS OF THE AMERICAN NATIONAL RED CROSS, ALL MEMBERS OF THE BOARD OF GOVERNORS MUST MEET INDEPENDENCE STANDARDS OUTLINED IN THE BYLAWS AND ANNUALLY REVIEW AND CERTIFY THE CODE OF BUSINESS ETHICS AND CONDUCT. ADDITIONALLY, TO DISCLOSE AND REMEDY ACTUAL OR PERCEIVED BUSINESS, FINANCIAL OR PERSONAL CONFLICTS OF INTEREST, EVERY MEMBER OF THE BOARD O F GOVERNORS MUST ALSO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE (THE QUESTIONNAIRE) ANNUALLY. OTHER OFFICERS AND KEY EMPLOYEES ARE ALSO REQUIRED TO EXECUTE THE CODE OF BUSINESS ETHICS AND CONDUCT AND THE QUESTIONNAIRE ANNUALLY. SECTION 2.3(B) OF THE AMENDED AND RESTATED BYLAWS OF THE AMERICAN RED CROSS FURTHER CLARIFIES THAT SERVICE BY A PERSON AS THE CHAIRMAN OR AS THE CHIEF EXECUTIVE OFFICER SHALL NOT DISQUALIFY SUCH PERSON FROM SERVIN G AS A MEMBER OF THE BOARD IF THE BOARD DETERMINES THAT SUCH PERSON IS OTHERWISE INDEPENDENT. UNDER THE DIRECTION OF THE GENERAL COUNSEL, THE INVESTIGATIONS, COMPLIANCE AND ETHICS DEPARTMENT STAFF COLLECT THE EXECUTED QUESTIONNAIR E FORMS FROM THE BOARD OF GOVERNORS AND OTHER OFFICERS AND KEY EMPLOYEES. THE INFORMATION DISCLOSED IN THE QUESTIONNAIRE IS REVIEWED AND ACTUAL OR PERCEIVED CONFLICTS OF INTEREST ARE IDENTIFIED. THEY ARE DISCUSSED WITH 06583L 2502 V 12-7.12426054 PAGE 67 Sch ed u le O (Form 990 or 990-EZ) 2012Page 2 Nam e of th e organization Employer identification number Sc he dule O (Form 990 or 990-EZ) 2012 JSA 2 E 1 228 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 THE GENERAL COUNSEL WHO DETERMINE ANY NECESSARY REMEDIATION OPTIONS. DEPENDING ON THE MATTER, THE GENERAL COUNSEL OR A STAFF MEMBER FROM THE INVESTIGATIONS, COMPLIANCE AND ETHICS DEPARTMENT DISCUSSES THE CONFLICT AND REMEDIATION WITH THE MEMBER OF THE BOARD OR THE OTHER OFFICER OR KEY EMPLOYEE, AND IF NECESSARY THE PRESIDENT AND CEO OR CHAIRMAN OF THE BOARD. WHERE APPROPRIATE, THE CONFLICT OF INTEREST AND REMEDIATION REGARDING A MEMBER OF THE BOARD ARE INCLUDED IN THE MINUTES OF THE RELEVANT BOARD COMMITTEE OR FULL BOARD MEETING. THE QUESTIONNAIRE IS ALSO INTENDED TO MONITOR CONFLICTS OF INTEREST ON A N ONGOING BASIS. MEMBERS OF THE BOARD AND OTHER OFFICERS AND KEY EMPLOYEES ARE EXPLICITLY INSTRUCTED THAT THEY HAVE A CONTINUING DUTY TO UPDATE THE QUESTIONNAIRE DURING THE COURSE OF THE YEAR TO REFLECT CHANGES IN ANY BUSINESS, FINANCIAL OR PERSONAL CONFLICTS OF INTEREST. THE SAME PROCESS OF REVIEW, DISCUSSION AND FOLLOW-UP ON CONFLICTS OF INTEREST AND REMEDIATION WITH THE BOARD MEMBER OR OTHER OFFICER OR KEY EMPLOYEE WOULD OCCUR WITH INTERIM DISCLOSURES. LINE 15B – THE BOARD OF GOVERNORS OF THE AMERICAN RED CROSS HAS DELEGATE D AUTHORITY TO THE COMPENSATION AND MANAGEMENT DEVELOPMENT COMMITTEE (THE “COMMITTEE”) OF THE BOARD TO REVIEW AND MAKE DETERMINATIONS REGARDING T HE COMPENSATION, BENEFITS, AND INCENTIVE PROGRAMS FOR THE CEO AND OTHER OFFICERS AND SENIOR EXECUTIVES OF THE AMERICAN RED CROSS. THE COMMITTEE IS COMPOSED ENTIRELY OF BOARD MEMBERS WHO DO NOT HAVE ANY CONFLICTS OF INTEREST. ANNUALLY, THE COMMITTEE REVIEWS AND APPROVES A LIST OF EXECUTIVES WHO ARE OR MIGHT BE CONSIDERED “DISQUALIFIED PERSONS” PURSUAN T TO INTERNAL REVENUE CODE SECTION 4958. WITH RESPECT TO THOSE PERSONS, TH E 06583L 2502 V 12-7.12426054 PAGE 68 Sch ed u le O (Form 990 or 990-EZ) 2012Page 2 Nam e of th e organization Employer identification number Sc he dule O (Form 990 or 990-EZ) 2012 JSA 2 E 1 228 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 COMMITTEE CONDUCTS ITS ANNUAL REVIEW OF THEIR TOTAL COMPENSATION AND BENEFITS BASED ON COMPARABLE MARKET DATA. THE COMMITTEE RETAINS AN OUTSIDE, INDEPENDENT COMPENSATION CONSULTANT TO PROVIDE MARKET DATA AND REASONABLENESS OPINIONS IN APPROVING NEW SALARIES, BENEFITS AND PAYMENT OF BONUSES OR INCENTIVES FOR THE DESIGNATED PERSONS. THE COMMITTEE ALSO THEN DOCUMENTS ITS DECISIONS AS TO ANY CHANGES TO BE IMPLEMENTED IN COMPENSATION OR BENEFITS FOR THE DESIGNATED PERSONS. THE COMMITTEE UNDERTOOK THIS PROCESS FOR ALL OF THE OFFICERS AND KEY EMPLOYEES REPOTED IN SCHEDULE J. FORM 990, PART VI, SECTION C, LINE 19 THE AMERICAN RED CROSS MAKES ITS GOVERNING DOCUMENTS INCLUDING THE CODE OF BUSINESS ETHICS AND CONDUCT, CONFLICT OF INTEREST QUESTIONNAIRE, AND THE CONSOLIDATED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON THE GOVERNANCE PAGE OF ITS WEBSITE, WWW.REDCROSS.ORG FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS PRIMARILY, THIS AMOUNT REPRESENTS EMPLOYEE RETIREMENT PENSION AND POST-RETIREMENT BENEFIT PLAN GAINS PER PROVISION OF ASC 715 (FORMER FAS B 87 AND 106) IN AMOUNT OF 247,295,396. 06583L 2502 V 12-7.12426054 PAGE 69 Sch ed u le O (Form 990 or 990-EZ) 2012Page 2 Nam e of th e organization Employer identification number Sc he dule O (Form 990 or 990-EZ) 2012 JSA 2 E 1 228 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 ATTACHMENT 1 FORM 990, PART III, LINE 4D – OTHER PROGRAM SERVICES DESCRIPTION GRANTS EXPENSES REVENUE HEALTH & SAFETY SERVICES 216,221,371. 125,152,907. COMMUNITY SERVICES 57,200,574. SERVICE TO THE ARMED FORCES 56,645,753. SEE SCHEDULE O FOR DESCRIPTIONS TOTALS 330,067,698. 125,152,907. ATTACHMENT 2 990, PART VII- COMPENSATION OF THE FIVE HIGHEST PAID IND. CONTRACTORS NAME AND ADDRESS DESCRIPTION OF SERVICES COMPENSATION EXETER GROUP INCORPORATED DATABASE CONSULTING19,008,419. 800 BOYLSTON STREET BOSTON, MA 02199-8153 ADECCO EMPLOYMENT SERVICES INCORPORATED STAFFING SERVICES17,716,911. PO BOX 371084 PITTSBURGH, PA 15250-7084 TELETECH SERVICES CORPORATION CALL CENTER SERVICES 12,561,890. 9197 SOUTH PEORIA STREET ENGLEWOOD, CO 80112 CORPORATE LODGING CONSULTANTS INC TRAVEL BOOKING SRVCS 10,692,514. 8111 EAST 32ND STREET WICHITA, KS 67226-2614 HEWITT ASSOCIATES LLC BENEFITS CONSULTING10,383,082. 111 WEST MONROE STREET CHICAGO, IL 60603 06583L 2502 V 12-7.12426054 PAGE 70 OMB No. 1 5 4 5 -0 0 4 7 SCHEDULE R (Form 990) Related Organizations and Unrelated Partnerships À¾µ¶ I Complete if the organization answ ered “Yes” to Form 990, Part IV, line 33, 34, 35, 36, or 37. Dep art ment of the Treasury In t ernal Revenue Service Open to Public Inspection I I At t ach to Form 990. See separate instructions. Nam e of th e organization Employer identification number Identification of Disregarded Entities (Com plete if the organization answered “Yes” to Form 990, Part IV, line 33.) Part I (a) Nam e, ad d ress, and EIN (if applicable) of disregarded entity (b) Prim ary activity (c) L eg al d omicile (state or foreig n country) (d) Total income (e) End-of-year assets (f) Direct con trolling en tity ( 1) ( 2) ( 3) ( 4) ( 5) ( 6) Identification of Related Tax-Exempt Organizations (Com plete if the organization answered “Yes” to Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.) Part II (a) Nam e, ad dress, and EIN of related organization (b) Prim ary activity (c) L eg al d omicile (state or foreig n country) (d) Exempt Code section (e) Pu b lic charity status (if section 5 0 1 (c)(3)) (f) Direct con trolling en tity (g) Section 5 1 2 (b)(13) con trolledentity? Yes No ( 1) ( 2) ( 3) ( 4) ( 5) ( 6) ( 7) For Paperw ork Reduction Act Notice, see the Instructions for Form 990. S c h e d u le R (Form 990) 2012 JSA 2 E 1 307 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES 53-0196605 ARC RECEIVABLES COMPANY LLC 14-1934462 1730 E STREET NW SUITE 330 WASHINGTON, DC 20006 SECURITIZE AR DE 0 153032253. N/A ARC COMMERCIAL REAL ESTATE, LLC 53-0196605 600 FOREST POINT CIRCLE CHARLOTTE, NC 28273REAL ESTATE NC 520,511.0 N/A 06583L 2502 V 12-7.12426054 PAGE 71 Sch ed u le R (Form 990) 2012Page 2 Identification of Related Organizations Taxable as a Partnership (Com plete if the organization answered “Yes” to Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.) Part III (a) Name, address, and EIN of related organization (b) Prim ary activity (c) Legal d om icile (state or foreign cou n try) (d) Direct con trolling en tity (e) Predominant in com e (related, u n related, exclu d ed from tax under section s 5 1 2 -514) (f) Sh are of total in come (g) Share of end-of- year assets (h) D i s p roportionate a llocations? (i) Code V-UBI am ou n t in box 20 of Schedule K-1 (Form 1 0 6 5) (j) G eneral or managing partner? (k) Percentage own ership Yes N o Yes N o ( 1) ( 2) ( 3) ( 4) ( 5) ( 6) ( 7) Identification of Related Organizations Taxable as a Corporation or Trust (Com plete if the organization answered “Yes” to Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.) Part IV (a) Nam e, ad dress, and EIN of related organization (b) Prim ary activity (c) Leg al domicile (st at e or foreign country) (d) Direct con trolling en tity (e) Typ e of entity (C corp, S corp, or trust) (f) Sh are of total in come (g) Sh are of end-of-year assets (h) Percen- t age own ership (i) Section 512(b )(13) con t rolled entity? Yes N o ( 1) ( 2) ( 3) ( 4) ( 5) ( 6) ( 7) Schedule R (Form 990) 2012 JSA 2 E 1 308 3. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 AMERIGIVES INC 06-1595387 850 NW FEDERAL HWY, SUITE 210 STUART, FL 34994 WORK PLACE GIVING FL N/AS CORP755,924. 100.0000 X BOARDMAN INDEMNITY, LTD 00-0000000 CUMBERLAND HOUSE, PO BOX HM 2280 HAMILTON, HMHX, BD INSURANCEBD N/A C CORP41,542,157. 182,205,058. 100.0000 X POOLED INCOME FUND(2) 00-0000000 2025 E STREET NW WASHINGTON, DC 20006 SPLIT INTR AGRM DC N/ATRUST X CHARITABLE REMAINDER TRUST(24) 00-0000000 2025 E STREET NW WASHINGTON, DC 20006 SPLIT INTR AGRM DC N/ATRUST X PERPETUAL TRUST(51) 00-0000000 2025 E STREET NW WASHINGTON, DC 20006 SPLIT INTR AGRM DC N/ATRUST X 06583L 2502 V 12-7.12426054 PAGE 72 Sch ed u l e R (Form 990) 2012Page 3 Transactions With Related Organizations (Com plete if the organization answered “Yes” to Form 990, Part IV, line 34, 35b, or 36.) Part V Yes No Note. Com plete line 1 if any entity is listed in Parts II, III, or IV of this schedule. 1 During the tax year, did the organization engage in any of the following transactions with one or m ore related organizations listed in Parts II-IV? Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity Gift, grant, or capital contribution to related organization(s) Gift, grant, or capital contribution from related organization(s) Loans or loan guarantees to or for related organization(s) Loans or loan guarantees by related organization(s) Dividends from related organization(s) Sale of assets to related organization(s) Purchase of assets from related organization(s) Exchange of assets with related organization(s) Lease of facilities, equipm ent, or other assets to related organization(s) Lease of facilities, equipm ent, or other assets from related organization(s) Perform ance of services or m em bership or fundraising solicitations for related organization(s) Perform ance of services or m em bership or fundraising solicitations by related organization(s) Sharing of facilities, equipm ent, m ailing lists, or other assets with related organization(s) Sharing of paid em ployees with related organization(s) Reim bursem ent paid to related organization(s) for expenses Reim bursem ent paid by related organization(s) for expenses Other transfer of cash or property to related organization(s) Other transfer of cash or property from related organization(s) a b c d e f g h i j k l m n o p q r s 1a 1b 1c 1d 1e 1f 1g 1h 1i 1j 1k 1l 1 m 1n1o 1 p 1q 1r 1s m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 2 If the answer to any of the above is “Yes,” see the instructions for inform ation on who m ust com plete this line, including covered relationships and transaction thresholds. (a) Nam e of oth er organization (b) Tran saction type (a-s) (c) Am ou n t in volved (d) Meth od of d etermining am ou n t involved ( 1) ( 2) ( 3) ( 4) ( 5) ( 6) Sc he dule R (Form 990) 2012 JSA 2 E 1 309 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 X X X X X X X X X X X X X X X X X X X BOARDMAN INDEMNITY, LTD R41,542,157. CASH BOARDMAN INDEMNITY, LTD S35,683,072. CASH AMERIGIVES, INC P1,751,859. CASH 06583L 2502 V 12-7.12426054 PAGE 73 Sch ed u le R (Form 990) 2012Page 4 Unrelated Organizations Taxable as a Partnership (Com plete if the organization answered “Yes” on Form 990, Part IV, line 37.) Part VI Provide the f o llo wing inform ation for each e ntity taxed as a partnership t hr ough whic h the organization c onducted m ore than five percent of its activities (m easured by total assets or gross revenue) that was not a related organization. See instructions regarding e xclusion for certain investm ent partnerships. (b) Primary activity (a) Name, address, and EIN of entity (h) Dispr opor t ionate allocations? (e) Are all partners section 501(c)(3) organizations? (c) Leg al domicile (st at e or foreign country) (f) Sh are of t ot al income (g) Sh are of end-of-year assets (i) Code V-UBI amou n t in box 20 of Schedule K-1 (F orm 1065) (j) G eneral or managing partner? (k) Percentage own ership (d) Predominant in come (related, u n related, excluded f rom t ax under sect ion 512-514) Yes No Yes NoYes No ( 1) ( 2) ( 3) ( 4) ( 5) ( 6) ( 7) ( 8) ( 9) ( 10) ( 11) ( 12) ( 13) ( 14) ( 15) ( 16) Sc he dule R (Form 990) 2012 JSA 2 E 1 310 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 06583L 2502 V 12-7.12426054 PAGE 74 Sch ed u le R (Form 990) 2012Page 5 Supplemental Information Com plete this part to provide additional information for responses to questions on Schedule R (see instructions). Part VII S c h e d u le R (Form 990) 2012 2 E 1 510 1. 000 AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT 53-0196605 06583L 2502 V 12-7.12426054 PAGE 75

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